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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-54.03%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$146M
AUM Growth
-$252M
Cap. Flow
+$87.4M
Cap. Flow %
59.76%
Top 10 Hldgs %
87.13%
Holding
52
New
13
Increased
5
Reduced
4
Closed
21

Top Buys

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$49.9M
2
QMCO icon
Quantum Corp
QMCO
+$36.1M
3
EXTR icon
Extreme Networks
EXTR
+$7.5M
4
SPOK icon
Spok Holdings
SPOK
+$5.23M
5
RRGB icon
Red Robin
RRGB
+$4.87M

Top Sells

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$9.03M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$6.37M
3
BRPM.U
B. Riley Principal Merger Corp.
BRPM.U
+$4.63M
4
ECC
Eagle Point Credit Company
ECC
+$3.07M
5
TUES
Tuesday Morning Corp
TUES
+$1.65M

Sector Composition

Rank Sector Weight
1 Industrials 53.31%
2 Technology 20.58%
3 Financials 11.42%
4 Consumer Discretionary 7.68%
5 Healthcare 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KVHI icon
26
KVH Industries
KVHI
$130M
$118K 0.08%
+12,500
New +$128K
HHS icon
27
Harte-Hanks
HHS
$33.2M
$102K 0.07%
65,000
– –
WES icon
28
Western Midstream Partners
WES
$19.5B
$94K 0.06%
+28,900
New +$398K
AEHR icon
29
Aehr Test Systems
AEHR
$2.66B
– –
-157,011
Closed -$314K
ATEN icon
30
A10 Networks
ATEN
$1.94B
– –
-50,000
Closed -$344K
DXLG icon
31
Destination XL Group
DXLG
$35.3M
– –
-27,000
Closed -$35K
ECC
32
Eagle Point Credit Company
ECC
$485M
– –
-210,000
Closed -$3.07M
FTK icon
33
Flotek Industries
FTK
$977M
– –
-29,167
Closed -$350K
HFRO
34
Highland Opportunities and Income Fund
HFRO
$388M
– –
-20,000
Closed -$249K
IMMR icon
35
Immersion
IMMR
$237M
– –
-87,500
Closed -$650K
IWM icon
36
PUT
iShares Russell 2000 ETF
IWM
$76.9B
– –
-1,000,000
Closed -$166M
SKIL icon
37
Skillsoft
SKIL
$52.7M
– –
-2,477
Closed -$512K
UTZ icon
38
Utz Brands
UTZ
$1.26B
– –
-25,000
Closed -$257K
VATE icon
39
INNOVATE Corp
VATE
$95.6M
– –
-416,106
Closed -$9.03M
NKLA
40
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-1,833
Closed -$568K
FRGI
41
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-50,000
Closed -$495K
BRMK.WS
42
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
– –
-550,000
Closed -$209K
LACQ
43
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-50,000
Closed -$521K
LONE
44
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
– –
-580,640
Closed -$1.51M
FNJN
45
DELISTED
Finjan Holdings, Inc.
FNJN
– –
-50,000
Closed -$101K
TUES
46
DELISTED
Tuesday Morning Corp
TUES
– –
-889,276
Closed -$1.65M
BRPM.U
47
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
– –
-462,500
Closed -$4.63M
BRPM.WS
48
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-24,200
Closed -$20K
EMKR
49
DELISTED
Emcore Corp
EMKR
– –
-10,000
Closed -$304K
1
2

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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q1 2020 Portfolio in Review

As of Q1 2020, B. Riley Financial held 52 positions worth $146M, down 63% from $398M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

B. Riley Financial deployed $87.4M of net new capital in Q1 2020, opening 13 new positions and adding to 5 existing holdings. Its largest new stake was Quantum Corp: 401,525 shares worth $23.7M.

By sector, the portfolio is most concentrated in Industrials at 53% of assets, up from 37% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Benefytt Technologies, Inc. Class A Common Stock, an estimated $6.37M trimmed.

  • B. Riley Financial's largest Q1 2020 buy was Quantum Corp: 401,525 shares worth $23.7M.
  • B. Riley Financial added most to Alta Equipment Group in Q1 2020, an estimated $49.9M increase.
  • B. Riley Financial's biggest Q1 2020 reduction was Benefytt Technologies, Inc. Class A Common Stock, cutting an estimated $6.37M.
  • B. Riley Financial fully exited INNOVATE Corp in Q1 2020, selling an estimated $9.03M.
  • B. Riley Financial's ten largest holdings make up 87% of its $146M portfolio in Q1 2020.
  • B. Riley Financial opened 13 new positions and closed 21 in Q1 2020.
  • B. Riley Financial's portfolio value fell 63% quarter-over-quarter to $146M.

Based on B. Riley Financial's 13F filing for Q1 2020, filed 14 May 2020.