We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-27.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$181M
AUM Growth
-$171M
Cap. Flow
-$81.1M
Cap. Flow %
-44.74%
Top 10 Hldgs %
59.62%
Holding
225
New
31
Increased
30
Reduced
24
Closed
122

Top Buys

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$12.3M
2
NHLD
National Holdings Corporation
NHLD
+$9.35M
3
LEGH icon
Legacy Housing
LEGH
+$8.59M
4
QMCO icon
Quantum Corp
QMCO
+$7.64M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$7.51M

Top Sells

Rank Stock Value
1
CALL
magicJack VocalTec Ltd
CALL
+$10.4M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.95M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.09M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.1M
5
ANW
Aegean Marine Petroleum Network
ANW
+$6.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.57%
2 Consumer Discretionary 22.07%
3 Industrials 15.59%
4 Financials 9.5%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TA
26
DELISTED
TravelCenters of America LLC
TA
$1.07M 0.59%
56,769
+32,783
+137% +$727K
ENTA icon
27
PUT
Enanta Pharmaceuticals
ENTA
$358M
$1.06M 0.59%
15,000
+5,000
+50% +$383K
MFIN icon
28
Medallion Financial
MFIN
$279M
$972K 0.54%
207,350
+107,350
+107% +$658K
SGI
29
CALL
Somnigroup International
SGI
$13.8B
$828K 0.46%
+80,000
New +$959K
NVAX icon
30
Novavax
NVAX
$1.52B
$796K 0.44%
21,617
+3,657
+20% +$142K
TIVO
31
DELISTED
Tivo Inc
TIVO
$783K 0.43%
83,179
+48,007
+136% +$518K
TRUE
32
DELISTED
TrueCar
TRUE
$766K 0.42%
84,545
+44,840
+113% +$484K
CM icon
33
PUT
Canadian Imperial Bank of Commerce
CM
$103B
$745K 0.41%
+20,000
New +$851K
CNO icon
34
CNO Financial Group
CNO
$5.16B
$701K 0.39%
47,129
+26,164
+125% +$477K
HASI icon
35
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.68B
$651K 0.36%
34,195
+9,753
+40% +$210K
VSTM icon
36
Verastem
VSTM
$665M
$583K 0.32%
14,453
+9,682
+203% +$591K
BVH
37
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$573K 0.32%
20,000
-9,410
-32% -$290K
AROC icon
38
Archrock
AROC
$5.36B
$543K 0.3%
72,466
+29,316
+68% +$297K
CLPR
39
Clipper Realty
CLPR
$54.1M
$463K 0.26%
35,406
-6,708
-16% -$88K
WTTR icon
40
Select Water Solutions
WTTR
$2.67B
$447K 0.25%
70,717
+31,972
+83% +$316K
CCS icon
41
Century Communities
CCS
$1.74B
$440K 0.24%
25,503
+2,199
+9% +$45.9K
SGEN
42
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
$425K 0.23%
+7,500
New +$470K
ARTX
43
DELISTED
Arotech Corporation
ARTX
$403K 0.22%
153,717
-350
-0.2% -$980
ILPT
44
Industrial Logistics Properties Trust
ILPT
$516M
$398K 0.22%
20,234
-1,170
-5% -$25K
MATW icon
45
Matthews International
MATW
$627M
$395K 0.22%
9,735
+516
+6% +$22K
PNTR
46
DELISTED
Pointer Telocation Ltd.
PNTR
$395K 0.22%
32,398
-7,353
-18% -$88.3K
PRMW
47
DELISTED
Primo Water Corporation
PRMW
$386K 0.21%
27,576
-120
-0.4% -$1.84K
SBCF icon
48
Seacoast Banking Corp of Florida
SBCF
$3.32B
$384K 0.21%
14,741
-2,990
-17% -$80.1K
TNAV
49
DELISTED
Telenav Inc.
TNAV
$376K 0.21%
92,500
-287,457
-76% -$1.24M
PFBC icon
50
Preferred Bank
PFBC
$1.25B
$373K 0.21%
8,597
-503
-6% -$25.7K
1
2
3 4 5

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Financial held 225 positions worth $181M, down 49% from $352M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

B. Riley Financial withdrew a net $81.1M in Q4 2018, closing 122 positions and reducing 24 holdings. Its most notable exit was magicJack VocalTec Ltd, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 48% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, B. Riley Financial opened a new position in National Holdings Corporation worth $8.13M.

  • B. Riley Financial's largest Q4 2018 buy was National Holdings Corporation: 3,010,054 shares worth $8.13M.
  • B. Riley Financial added most to INNOVATE Corp in Q4 2018, an estimated $12.3M increase.
  • B. Riley Financial's biggest Q4 2018 reduction was Amyris Inc., cutting an estimated $1.56M.
  • B. Riley Financial fully exited magicJack VocalTec Ltd in Q4 2018, selling an estimated $10.4M.
  • B. Riley Financial's ten largest holdings make up 60% of its $181M portfolio in Q4 2018.
  • B. Riley Financial opened 31 new positions and closed 122 in Q4 2018.
  • B. Riley Financial's portfolio value fell 49% quarter-over-quarter to $181M.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.