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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
-$7.62M
Cap. Flow %
-2.08%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Industrials 6.18%
3 Financials 5.52%
4 Consumer Discretionary 4.15%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
326
PUT
Sturm, Ruger & Co
RGR
$623M
– –
-20,000
Closed -$1.24M
SAFE
327
Safehold
SAFE
$1.13B
– –
-8,834
Closed -$518K
SHOO icon
328
Steven Madden
SHOO
$3.5B
– –
-24,644
Closed -$656K
SMH icon
329
PUT
VanEck Semiconductor ETF
SMH
$65B
– –
-120,000
Closed -$4.91M
SNA icon
330
PUT
Snap-on
SNA
$21.2B
– –
-15,000
Closed -$2.37M
SUP
331
DELISTED
Superior Industries International
SUP
– –
-31,491
Closed -$647K
SWBI icon
332
PUT
Smith & Wesson
SWBI
$669M
– –
-97,575
Closed -$1.66M
TUR icon
333
iShares MSCI Turkey ETF
TUR
$198M
– –
-23,000
Closed -$955K
UPBD icon
334
Upbound Group
UPBD
$1.17B
– –
-23,206
Closed -$272K
VERI icon
335
Veritone
VERI
$97.6M
– –
-172,643
Closed -$2.02M
WATT icon
336
PUT
Energous
WATT
$77.2M
– –
-83
Closed -$813K
XLF icon
337
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
– –
-20,000
Closed -$493K
XLI icon
338
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
– –
-75,000
Closed -$5.11M
TWTR
339
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-70,000
Closed -$1.25M
EBSB
340
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-23,000
Closed -$389K
CLDR
341
DELISTED
Cloudera, Inc.
CLDR
– –
-31,490
Closed -$504K
GWPH
342
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-11,600
Closed -$1.16M
ZN
343
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-76,070
Closed -$261K
CJ
344
DELISTED
C&J Energy Services, Inc.
CJ
– –
-57,465
Closed -$1.97M
TST
345
DELISTED
TheStreet, Inc.
TST
– –
-26,320
Closed -$218K
FRSH
346
DELISTED
Papa Murphy's Holdings, Inc
FRSH
– –
-100,000
Closed -$437K
FSNN
347
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-66,667
Closed -$145K
SRUNW
348
DELISTED
Silver Run Acquisition Corporation II
SRUNW
– –
-16,666
Closed -$30K
SRUN
349
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
– –
-49,998
Closed -$506K
COVS
350
DELISTED
Covisint Corporation
COVS
– –
-3,141,213
Closed -$7.7M
11 12 13
14
15

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EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial's Q3 2017 filing shows 141 new, 81 increased, 33 reduced and 53 closed positions. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M. The largest sale was Covisint Corporation, an estimated $7.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 10% a quarter earlier, followed by Industrials and Financials.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.