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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
+$68.2M
Cap. Flow %
18.6%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.54%
2 Technology 14.8%
3 Financials 7.35%
4 Industrials 6.18%
5 Consumer Discretionary 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRD
276
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$187K 0.05%
20,000
– –
ETP
277
DELISTED
Energy Transfer Partners, L.P.
ETP
$185K 0.05%
+10,064
New +$195K
BSL
278
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
$176K 0.05%
10,000
– –
OCLR
279
DELISTED
Oclaro Inc.
OCLR
$172K 0.05%
19,940
-45,000
-69% -$405K
BGC icon
280
BGC Group
BGC
$5.77B
$153K 0.04%
+16,483
New +$138K
NMRX
281
DELISTED
Numerex Corp
NMRX
$152K 0.04%
40,000
+25,000
+167% +$104K
ESES
282
DELISTED
Eco-Stim Energy Solutions Inc. Common Stock
ESES
$143K 0.04%
+93,075
New +$132K
MATR
283
DELISTED
Mattersight Corp.
MATR
$138K 0.04%
+49,203
New +$126K
SRTSW
284
DELISTED
Sensus Healthcare, Inc. Warrant expiring on 06/08/2020
SRTSW
$134K 0.04%
231,256
– –
IAU icon
285
iShares Gold Trust
IAU
$63.7B
$127K 0.03%
+5,143
New +$127K
SXE
286
DELISTED
Southcross Energy Partners, L.P.
SXE
$114K 0.03%
+48,370
New +$123K
SRTS icon
287
Sensus Healthcare
SRTS
$50.7M
$111K 0.03%
22,300
-82,494
-79% -$405K
JILL icon
288
J. Jill
JILL
$351M
$109K 0.03%
+2,382
New +$112K
OIL
289
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$96K 0.03%
+17,850
New +$89.8K
OPK icon
290
Opko Health
OPK
$1.17B
$73K 0.02%
+10,700
New +$67.5K
GSHTW
291
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$71K 0.02%
50,000
– –
RSYS
292
DELISTED
Radisys Corp
RSYS
$69K 0.02%
+50,000
New +$97K
GTYHW
293
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$68K 0.02%
58,333
– –
NSLR
294
Neostellar Capital Corp
NSLR
$209M
$62K 0.02%
+13,532
New +$51.6K
FNTEW
295
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$62K 0.02%
50,000
– –
KAACW
296
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$50K 0.01%
66,666
– –
GCVRZ
297
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$42K 0.01%
+115,583
New +$42.8K
MPACW
298
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$35K 0.01%
100,000
– –
GST
299
DELISTED
Gastar Exploration Inc.
GST
$26K 0.01%
+30,000
New +$22.4K
NVAX icon
300
Novavax
NVAX
$1.52B
$12K ﹤0.01%
525
– –
10 11
12
13 14

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BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial deployed $68.2M of net new capital in Q3 2017, opening 141 new positions and adding to 81 existing holdings. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 56% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was FerroAtlántica, an estimated $2.71M trimmed.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.