BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+2.49%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$313M
AUM Growth
+$313M
Cap. Flow
+$68.8M
Cap. Flow %
21.97%
Top 10 Hldgs %
21.31%
Holding
353
New
136
Increased
81
Reduced
31
Closed
36

Top Buys

1
BVH
Bluegreen Vacations Holding Corporation
BVH
$6.78M
2
TWX
Time Warner Inc
TWX
$5.85M
3
VUG icon
Vanguard Growth ETF
VUG
$5.46M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$5.46M
5
TNAV
Telenav Inc.
TNAV
$3.14M

Top Sells

1
COVS
Covisint Corporation
COVS
$7.7M
2
KEM
KEMET Corporation
KEM
$5.51M
3
GSM icon
FerroAtlántica
GSM
$2.74M
4
VERI icon
Veritone
VERI
$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
$1.97M

Sector Composition

1 Technology 14.87%
2 Industrials 7.24%
3 Financials 6.46%
4 Consumer Discretionary 4.86%
5 Energy 4.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SXE
276
DELISTED
Southcross Energy Partners, L.P.
SXE
$114K 0.03%
+48,370
New +$114K
SRTS icon
277
Sensus Healthcare
SRTS
$53.4M
$111K 0.03%
22,300
-82,494
-79% -$411K
JILL icon
278
J. Jill
JILL
$252M
$109K 0.03%
+10,000
New +$109K
OIL
279
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$96K 0.03%
+17,850
New +$96K
OPK icon
280
Opko Health
OPK
$1.1B
$73K 0.02%
+10,700
New +$73K
GSHTW
281
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$71K 0.02%
50,000
– –
RSYS
282
DELISTED
Radisys Corp
RSYS
$69K 0.02%
+50,000
New +$69K
GTYHW
283
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$68K 0.02%
58,333
– –
FNTEW
284
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$62K 0.02%
50,000
– –
SSSS icon
285
SuRo Capital
SSSS
$207M
$62K 0.02%
+11,359
New +$62K
KAACW
286
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$50K 0.01%
66,666
– –
GCVRZ
287
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$42K 0.01%
+115,583
New +$42K
MPACW
288
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$35K 0.01%
100,000
– –
GST
289
DELISTED
Gastar Exploration Inc.
GST
$26K 0.01%
+30,000
New +$26K
NVAX icon
290
Novavax
NVAX
$1.2B
$12K ﹤0.01%
10,500
– –
FNSR
291
DELISTED
Finisar Corp
FNSR
– –
-55,768
Closed -$1.45M
KEM
292
DELISTED
KEMET Corporation
KEM
– –
-430,296
Closed -$5.51M
COVS
293
DELISTED
Covisint Corporation
COVS
– –
-3,141,213
Closed -$7.7M
SRUN
294
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
– –
-49,998
Closed -$506K
SRUNW
295
DELISTED
Silver Run Acquisition Corporation II
SRUNW
– –
-16,666
Closed -$30K
FSNN
296
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-100,000
Closed -$145K
FRSH
297
DELISTED
Papa Murphy's Holdings, Inc
FRSH
– –
-100,000
Closed -$437K
TST
298
DELISTED
TheStreet, Inc.
TST
– –
-263,200
Closed -$218K
CJ
299
DELISTED
C&J Energy Services, Inc.
CJ
– –
-57,465
Closed -$1.97M
ZN
300
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-76,070
Closed -$261K
10 11
12
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