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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$86.4M
AUM Growth
+$20.5M
Cap. Flow
+$21.7M
Cap. Flow %
25.08%
Top 10 Hldgs %
39.66%
Holding
104
New
41
Increased
11
Reduced
13
Closed
37

Top Buys

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$2.94M
2
DE icon
Deere & Co
DE
+$2.57M
3
ABT icon
Abbott
ABT
+$2.54M
4
LEG icon
Leggett & Platt
LEG
+$2.5M
5
ABBV icon
AbbVie
ABBV
+$2.45M

Top Sells

Rank Stock Value
1
EQIX icon
Equinix
EQIX
+$2.86M
2
WU icon
Western Union
WU
+$2.6M
3
ADT
ADT Corp
ADT
+$2.4M
4
KMI icon
Kinder Morgan
KMI
+$1.96M
5
UBS icon
UBS Group
UBS
+$1.85M

Sector Composition

Rank Sector Weight
1 Financials 16.95%
2 Consumer Discretionary 16.92%
3 Healthcare 12%
4 Industrials 8.88%
5 Consumer Staples 8.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HP icon
76
Helmerich & Payne
HP
$3.7B
– –
-8,393
Closed -$397K
IVZ icon
77
Invesco
IVZ
$14B
– –
-39,443
Closed -$1.23M
KMI icon
78
Kinder Morgan
KMI
$69.7B
– –
-70,637
Closed -$1.96M
KSS icon
79
Kohl's
KSS
$2.09B
– –
-21,615
Closed -$1M
LHX icon
80
L3Harris
LHX
$53.9B
– –
-19,390
Closed -$1.42M
LYB icon
81
LyondellBasell Industries
LYB
$19.8B
– –
-5,501
Closed -$459K
MCD icon
82
McDonald's
MCD
$196B
– –
-11,788
Closed -$1.16M
SJM icon
83
J.M. Smucker
SJM
$12.7B
– –
-13,319
Closed -$1.52M
SLB icon
84
CALL
SLB Ltd
SLB
$76.5B
– –
-1,800
Closed -$5K
SLB icon
85
SLB Ltd
SLB
$76.5B
– –
-15,143
Closed -$1.04M
TPR icon
86
Tapestry
TPR
$32.7B
– –
-7,631
Closed -$221K
UBS icon
87
UBS Group
UBS
$173B
– –
-99,654
Closed -$1.85M
VZ icon
88
Verizon
VZ
$195B
– –
-11,833
Closed -$515K
WU icon
89
Western Union
WU
$2.23B
– –
-141,652
Closed -$2.6M
XHB icon
90
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
– –
-27,988
Closed -$958K
XLB icon
91
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
– –
-18,606
Closed -$371K
XLF icon
92
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-21,301
Closed -$424K
XLI icon
93
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-8,088
Closed -$404K
XLK icon
94
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-22,326
Closed -$441K
XLP icon
95
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-9,511
Closed -$449K
XLU icon
96
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-19,744
Closed -$427K
XLV icon
97
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-6,797
Closed -$450K
XLY icon
98
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
– –
-39,426
Closed -$1.46M
XTL icon
99
State Street SPDR S&P Telecom ETF
XTL
$585M
– –
-8,307
Closed -$440K
XLNX
100
DELISTED
Xilinx Inc
XLNX
– –
-35,493
Closed -$1.5M
1 2 3
4
5

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CPRPA
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Alethea Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Alethea Capital Management held 104 positions worth $86.4M, up 31% from $65.9M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Alethea Capital Management deployed $21.7M of net new capital in Q4 2015, opening 41 new positions and adding to 11 existing holdings. Its largest new stake was Wynn Resorts: 44,025 shares worth $3.05M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.45M trimmed.

  • Alethea Capital Management's largest Q4 2015 buy was Wynn Resorts: 44,025 shares worth $3.05M.
  • Alethea Capital Management added most to WisdomTree Japan Hedged Equity Fund in Q4 2015, an estimated $1.27M increase.
  • Alethea Capital Management's biggest Q4 2015 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.45M.
  • Alethea Capital Management fully exited Equinix in Q4 2015, selling an estimated $2.86M.
  • Alethea Capital Management's ten largest holdings make up 40% of its $86.4M portfolio in Q4 2015.
  • Alethea Capital Management opened 41 new positions and closed 37 in Q4 2015.
  • Alethea Capital Management's portfolio value rose 31% quarter-over-quarter to $86.4M.

Based on Alethea Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.