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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$62.8M
AUM Growth
-$22.3M
Cap. Flow
-$26.1M
Cap. Flow %
-41.55%
Top 10 Hldgs %
42.64%
Holding
107
New
33
Increased
8
Reduced
16
Closed
30

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$1.17M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.16M
3
MCD icon
McDonald's
MCD
+$1.13M
4
FE icon
FirstEnergy
FE
+$1.11M
5
ANDV
Andeavor
ANDV
+$1.1M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.84M
2
HPQ icon
HP
HPQ
+$2.78M
3
COP icon
ConocoPhillips
COP
+$2.66M
4
CCI icon
Crown Castle
CCI
+$2.48M
5
EIX icon
Edison International
EIX
+$2.45M

Sector Composition

Rank Sector Weight
1 Financials 30.06%
2 Healthcare 11.31%
3 Utilities 10.32%
4 Industrials 9.57%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
26
Invesco Senior Loan ETF
BKLN
$6.97B
$737K 1.17%
31,975
-350
-1% -$8.08K
HBI
27
DELISTED
Hanesbrands
HBI
$718K 1.14%
+34,352
New +$734K
ETN icon
28
Eaton
ETN
$150B
$711K 1.13%
9,000
+1,725
+24% +$134K
TPR icon
29
Tapestry
TPR
$30.8B
$711K 1.13%
+16,078
New +$663K
AXSM icon
30
Axsome Therapeutics
AXSM
$12.1B
$652K 1.04%
+116,500
New +$588K
AEP icon
31
American Electric Power
AEP
$69.5B
$647K 1.03%
+8,791
New +$657K
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.2B
$645K 1.03%
12,690
-313
-2% -$15.9K
HSBC icon
33
HSBC
HSBC
$367B
$624K 0.99%
+13,227
New +$598K
INFY icon
34
Infosys
INFY
$48.4B
$624K 0.99%
+76,946
New +$585K
CCL icon
35
Carnival Corporation Ltd
CCL
$38B
$622K 0.99%
+9,378
New +$621K
WEC icon
36
WEC Energy
WEC
$35.8B
$610K 0.97%
+9,186
New +$616K
WM icon
37
Waste Management
WM
$90.9B
$604K 0.96%
7,000
– –
HIO
38
Western Asset High Income Opportunity Fund
HIO
$334M
$573K 0.91%
112,955
-1,800
-2% -$9.09K
JPM icon
39
JPMorgan Chase
JPM
$933B
$572K 0.91%
5,350
– –
EXC icon
40
Exelon
EXC
$46.6B
$571K 0.91%
+20,308
New +$584K
CMI icon
41
Cummins
CMI
$87.3B
$565K 0.9%
3,200
– –
MRK icon
42
Merck
MRK
$321B
$555K 0.88%
10,331
-419
-4% -$23.2K
KMB icon
43
Kimberly-Clark
KMB
$36.6B
$537K 0.85%
4,450
-150
-3% -$17.5K
DD icon
44
DuPont de Nemours
DD
$18.7B
$499K 0.79%
2,764
-592
-18% -$107K
AAPL icon
45
Apple
AAPL
$4.9T
$488K 0.78%
11,536
– –
ITW icon
46
Illinois Tool Works
ITW
$81.6B
$484K 0.77%
2,900
– –
EVV
47
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$438K 0.7%
32,097
– –
PFE icon
48
Pfizer
PFE
$142B
$433K 0.69%
12,598
– –
KO icon
49
Coca-Cola
KO
$381B
$429K 0.68%
+9,358
New +$430K
EVM
50
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$420K 0.67%
36,480
-1,360
-4% -$16.2K
1
2
3 4 5

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Alethea Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Alethea Capital Management held 107 positions worth $62.8M, down 26% from $85.2M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Alethea Capital Management withdrew a net $26.1M in Q4 2017, closing 30 positions and reducing 16 holdings. Its most notable exit was KLA, an estimated $2.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, Alethea Capital Management opened a new position in Boeing worth $1.27M.

  • Alethea Capital Management's largest Q4 2017 buy was Boeing: 4,323 shares worth $1.27M.
  • Alethea Capital Management added most to Duke Energy in Q4 2017, an estimated $1.09M increase.
  • Alethea Capital Management's biggest Q4 2017 reduction was Walmart Inc, cutting an estimated $1.75M.
  • Alethea Capital Management fully exited KLA in Q4 2017, selling an estimated $2.84M.
  • Alethea Capital Management's ten largest holdings make up 43% of its $62.8M portfolio in Q4 2017.
  • Alethea Capital Management opened 33 new positions and closed 30 in Q4 2017.
  • Alethea Capital Management's portfolio value fell 26% quarter-over-quarter to $62.8M.

Based on Alethea Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.