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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.55B
AUM Growth
+$51.7M
Cap. Flow
-$5.27B
Cap. Flow %
-80.48%
Top 10 Hldgs %
16.68%
Holding
529
New
57
Increased
20
Reduced
22
Closed
97

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$29.6M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$13.4M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.3M
4
BMY icon
Bristol-Myers Squibb
BMY
+$5.99M
5
AMT.PRB
American Tower Corporation
AMT.PRB
+$5.12M

Top Sells

Rank Stock Value
1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$18.7M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$17.1M
3
DCUC
Dominion Energy, Inc.
DCUC
+$9.44M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$7.75M
5
MGM icon
MGM Resorts International
MGM
+$7.36M

Sector Composition

Rank Sector Weight
1 Healthcare 0.4%
2 Industrials 0.19%
3 Communication Services 0.09%
4 Financials 0.06%
5 Technology 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAP icon
101
Advance Auto Parts
AAP
$3.49B
– –
-9,000
Closed -$1.37M
AIG icon
102
CALL
American International
AIG
$41.3B
– –
-500
Closed -$46K
AL
103
CALL
DELISTED
Air Lease Corp
AL
– –
-175
Closed -$5K
AL
104
PUT
DELISTED
Air Lease Corp
AL
– –
-260
Closed -$5K
ALLY icon
105
CALL
Ally Financial
ALLY
$13.3B
– –
-2,475
Closed -$67K
ALLY icon
106
Ally Financial
ALLY
$13.3B
– –
-34,300
Closed -$647K
ALLY icon
107
PUT
Ally Financial
ALLY
$13.3B
– –
-200
Closed -$4K
AMGN icon
108
Amgen
AMGN
$222B
– –
-20,000
Closed -$3.29M
ARCC icon
109
Ares Capital
ARCC
$14.4B
– –
-200,000
Closed -$2.88M
BAC icon
110
CALL
Bank of America
BAC
$442B
– –
-1,500
Closed -$22K
BKNG icon
111
Booking.com
BKNG
$161B
– –
-98,750
Closed -$5.14M
BKNG icon
112
PUT
Booking.com
BKNG
$161B
– –
-1,250
Closed -$25K
C icon
113
Citigroup
C
$226B
– –
-100,000
Closed -$5.3M
CAT icon
114
CALL
Caterpillar
CAT
$387B
– –
-250
Closed -$7K
CIEN icon
115
Ciena
CIEN
$58.4B
– –
-173,235
Closed -$3.2M
CIEN icon
116
PUT
Ciena
CIEN
$58.4B
– –
-150
Closed -$1K
CLH icon
117
CALL
Clean Harbors
CLH
$16.3B
– –
-240
Closed -$5K
CX icon
118
Cemex
CX
$16.3B
– –
-27,040
Closed -$133K
DIS icon
119
CALL
Walt Disney
DIS
$181B
– –
-150
Closed -$13K
DSU icon
120
BlackRock Debt Strategies Fund
DSU
$597M
– –
-190,682
Closed -$1.91M
EXPE icon
121
Expedia Group
EXPE
$37.3B
– –
-1,402
Closed -$179K
FCX icon
122
CALL
Freeport-McMoran
FCX
$97.5B
– –
-1,500
Closed -$20K
FNF icon
123
CALL
Fidelity National Financial
FNF
$13.5B
– –
-288
Closed -$5K
FRA icon
124
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
– –
-163,992
Closed -$2.11M
GE icon
125
GE Aerospace
GE
$384B
– –
-21,507
Closed -$3.04M
3 4
5
6 7

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Advent Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Advent Capital Management held 529 positions worth $6.55B, up 0.8% from $6.5B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advent Capital Management withdrew a net $5.27B in Q1 2016, closing 97 positions and reducing 22 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $7.75M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.4% of assets, down from 0.47% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Advent Capital Management opened a new position in Bristol-Myers Squibb worth $6.07M.

  • Advent Capital Management's largest Q1 2016 buy was Bristol-Myers Squibb: 95,000 shares worth $6.07M.
  • Advent Capital Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2016, an estimated $29.6M increase.
  • Advent Capital Management's biggest Q1 2016 reduction was Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock, cutting an estimated $18.7M.
  • Advent Capital Management fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q1 2016, selling an estimated $7.75M.
  • Advent Capital Management's ten largest holdings make up 17% of its $6.55B portfolio in Q1 2016.
  • Advent Capital Management opened 57 new positions and closed 97 in Q1 2016.
  • Advent Capital Management's portfolio value rose 0.8% quarter-over-quarter to $6.55B.

Based on Advent Capital Management's 13F filing for Q1 2016, filed 13 May 2016.