ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+0.27%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$5.14B
AUM Growth
+$5.14B
Cap. Flow
+$2.07M
Cap. Flow %
0.04%
Top 10 Hldgs %
23.31%
Holding
308
New
18
Increased
17
Reduced
15
Closed
25

Top Buys

1
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$35.7M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$9.89M
3
AESC
The AES Corporation
AESC
$7.24M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$7.21M
5
EAT icon
Brinker International
EAT
$3.4M

Top Sells

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$16.6M
2
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$11M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$10.9M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$10.3M
5
DOCU icon
DocuSign
DOCU
$5.76M

Sector Composition

1 Utilities 0.52%
2 Industrials 0.41%
3 Technology 0.34%
4 Materials 0.3%
5 Consumer Discretionary 0.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWT
1
DELISTED
Stanley Black & Decker, Inc.
SWT
$93.6M 1.82% 776,900 -41,679 -5% -$5.02M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$54.8M 1.07% 1,118,267 -338,432 -23% -$16.6M
AEPPZ
3
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$48.6M 0.95% 949,884 +193,302 +26% +$9.89M
NIMC
4
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$35.7M 0.69% +347,500 New +$35.7M
DCUE
5
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$35.1M 0.68% 358,675 -18,200 -5% -$1.78M
NEE.PRP
6
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$34.1M 0.66% 700,149 -21,762 -3% -$1.06M
SOLN
7
DELISTED
The Southern Company
SOLN
$26.6M 0.52% 527,413 +5,500 +1% +$277K
ELAT
8
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$26.1M 0.51% 487,501 +134,951 +38% +$7.21M
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$21.4M 0.42% 433,333 -207,900 -32% -$10.3M
AESC
10
DELISTED
The AES Corporation
AESC
$16.3M 0.32% 153,022 +68,082 +80% +$7.24M
NEE.PRO
11
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$12.2M 0.24% 217,396 -17,343 -7% -$970K
CHNGU
12
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.1M 0.22% 144,401 +498 +0.3% +$38.4K
FLG.PRU
13
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$9.36M 0.18% 190,426 -18,145 -9% -$892K
AEPPL
14
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$6.98M 0.14% 141,872 -223,141 -61% -$11M
VLO icon
15
Valero Energy
VLO
$47.2B
$6.25M 0.12% 80,000 +10,000 +14% +$781K
CFXA
16
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$5.62M 0.11% 30,000 -58,413 -66% -$10.9M
COP icon
17
ConocoPhillips
COP
$124B
$5.48M 0.11% 90,000 +10,000 +13% +$609K
NVDA icon
18
NVIDIA
NVDA
$4.24T
$4.8M 0.09% 6,000 +4,000 +200% +$3.2M
AMD icon
19
Advanced Micro Devices
AMD
$264B
$4.7M 0.09% 50,000 +5,000 +11% +$470K
UNP icon
20
Union Pacific
UNP
$133B
$4.4M 0.09% 20,000 – –
HON icon
21
Honeywell
HON
$139B
$4.39M 0.09% 20,000 -5,000 -20% -$1.1M
MAR icon
22
Marriott International Class A Common Stock
MAR
$72.7B
$4.1M 0.08% 30,000 +5,000 +20% +$683K
DOV icon
23
Dover
DOV
$24.5B
$3.77M 0.07% 25,000 – –
VTR icon
24
Ventas
VTR
$30.9B
$3.71M 0.07% 65,000 +15,000 +30% +$857K
AA icon
25
Alcoa
AA
$8.33B
$3.68M 0.07% 100,000 – –
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