ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+0.36%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$4.64B
AUM Growth
+$4.64B
Cap. Flow
+$17.7M
Cap. Flow %
0.38%
Top 10 Hldgs %
22.62%
Holding
288
New
68
Increased
11
Reduced
13
Closed
10

Top Buys

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$19.6M
2
SWT
Stanley Black & Decker, Inc.
SWT
$10.4M
3
AESC
The AES Corporation
AESC
$8.73M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.67M
5
HON icon
Honeywell
HON
$5.43M

Top Sells

1
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$24.5M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$10.5M
3
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.83M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.22M
5
PCGU
PG&E Corporation
PCGU
$8.87M

Sector Composition

1 Utilities 0.58%
2 Industrials 0.55%
3 Consumer Discretionary 0.32%
4 Healthcare 0.3%
5 Technology 0.27%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWT
1
DELISTED
Stanley Black & Decker, Inc.
SWT
$97.3M 2.1% 818,579 +87,173 +12% +$10.4M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$72.4M 1.56% 1,456,699 +395,195 +37% +$19.6M
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$37.4M 0.81% 376,875 -105,599 -22% -$10.5M
AEPPZ
4
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$37.3M 0.8% 756,582 +101,424 +15% +$5M
NEE.PRP
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$36M 0.77% 721,911 -112,509 -13% -$5.6M
DTP
6
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$32.1M 0.69% 641,233 -196,314 -23% -$9.83M
SOLN
7
DELISTED
The Southern Company
SOLN
$26.7M 0.58% 521,913 -2,893 -0.6% -$148K
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$17.7M 0.38% 365,013 -86,400 -19% -$4.2M
ELAT
9
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$16.1M 0.35% 352,550 +124,075 +54% +$5.67M
CFXA
10
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$15.9M 0.34% 88,413 +6,351 +8% +$1.14M
NEE.PRO
11
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$13.5M 0.29% 234,739 -160,000 -41% -$9.22M
CHNGU
12
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$10.7M 0.23% 143,903 -329,445 -70% -$24.5M
FLG.PRU
13
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$10.2M 0.22% 208,571 -80,918 -28% -$3.95M
AESC
14
DELISTED
The AES Corporation
AESC
$8.73M 0.19% +84,940 New +$8.73M
MDT icon
15
Medtronic
MDT
$119B
$5.91M 0.13% 50,000 +15,000 +43% +$1.77M
HON icon
16
Honeywell
HON
$139B
$5.43M 0.12% +25,000 New +$5.43M
VLO icon
17
Valero Energy
VLO
$47.2B
$5.01M 0.11% 70,000 +10,000 +17% +$716K
UNP icon
18
Union Pacific
UNP
$133B
$4.41M 0.1% 20,000 – –
COP icon
19
ConocoPhillips
COP
$124B
$4.24M 0.09% +80,000 New +$4.24M
DOCU icon
20
DocuSign
DOCU
$15.5B
$4.05M 0.09% 20,000 +6,000 +43% +$1.21M
MAR icon
21
Marriott International Class A Common Stock
MAR
$72.7B
$3.7M 0.08% +25,000 New +$3.7M
SAVE
22
DELISTED
Spirit Airlines, Inc.
SAVE
$3.54M 0.08% 95,833 +45,833 +92% +$1.69M
AMD icon
23
Advanced Micro Devices
AMD
$264B
$3.53M 0.08% +45,000 New +$3.53M
CZR icon
24
Caesars Entertainment
CZR
$5.57B
$3.5M 0.08% +40,000 New +$3.5M
CAT icon
25
Caterpillar
CAT
$196B
$3.48M 0.07% 15,000 – –
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