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ACM

Advent Capital Management Portfolio holdings

AUM $4.46B
1-Year Est. Return 0.73%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$4.64B
AUM Growth
-$51.7M
Cap. Flow
-$3.98B
Cap. Flow %
-85.85%
Top 10 Hldgs %
22.62%
Holding
270
New
71
Increased
11
Reduced
14
Closed
18
Avg Time Held Equity + Options
4.2 quarters
Top 10 Avg Time Held Equity + Options
1.3 quarters
Top 20 Avg Time Held Equity + Options
2.9 quarters
Avg Time Held Equity only
4.3 quarters
Top 10 Avg Time Held Equity only
1.3 quarters
Top 20 Avg Time Held Equity only
2.9 quarters

Top Buys

Rank Stock Value
1
NEE.PRQ icon
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$20.3M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$9.72M
3
AESC
The AES Corporation
AESC
+$8.66M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$5.96M
5
HON icon
Honeywell
HON
+$5.18M

Top Sells

Rank Stock Value
1
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$25.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$10.3M
3
NEE.PRO icon
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.49M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.34M
5
PCGU
PG&E Corporation
PCGU
+$8.95M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.13%
2 Utilities 0.58%
3 Industrials 0.55%
4 Consumer Discretionary 0.32%
5 Healthcare 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SWT
1
DELISTED
Stanley Black & Decker, Inc.
SWT
$97.3M 2.1%
818,579
+87,173
+12% +$9.72M
2019 Q4
5 quarters
NEE.PRQ icon
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$72.4M 1.56%
1,456,699
+395,195
+37% +$20.3M
2020 Q3
2 quarters
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$37.4M 0.81%
376,875
-105,599
-22% -$10.3M
2019 Q2
7 quarters
AEPPZ
4
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$37.3M 0.8%
756,582
+101,424
+15% +$4.9M
2020 Q3
2 quarters
NEE.PRP icon
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$36M 0.77%
721,911
-112,509
-13% -$5.76M
2020 Q1
4 quarters
DTP
6
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$32.1M 0.69%
641,233
-196,314
-23% -$9.34M
2019 Q4
5 quarters
SOLN
7
DELISTED
The Southern Company
SOLN
$26.7M 0.58%
521,913
-2,893
-0.6% -$145K
2019 Q3
6 quarters
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$17.7M 0.38%
365,013
-86,400
-19% -$4.12M
2019 Q1
8 quarters
ELAT
9
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$16.1M 0.35%
352,550
+124,075
+54% +$5.96M
2020 Q1
4 quarters
CFXA
10
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$15.9M 0.34%
88,413
+6,351
+8% +$1.12M
2020 Q3
2 quarters
NEE.PRO icon
11
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$13.5M 0.29%
234,739
-160,000
-41% -$9.49M
2019 Q3
6 quarters
CHNGU
12
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$10.7M 0.23%
143,903
-329,445
-70% -$25.8M
2019 Q2
7 quarters
FLG.PRU icon
13
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$104M
$10.2M 0.22%
208,571
-80,918
-28% -$3.83M
2017 Q2
15 quarters
AESC
14
DELISTED
The AES Corporation
AESC
$8.73M 0.19%
+84,940
New +$8.66M
2021 Q1
0 quarters
MDT icon
15
Medtronic
MDT
$113B
$5.91M 0.13%
50,000
+15,000
+43% +$1.76M
2020 Q2
3 quarters
HON icon
16
Honeywell
HON
$65.8B
$5.43M 0.12%
+26,525
New +$5.18M
2021 Q1
0 quarters
VLO icon
17
Valero Energy
VLO
$125B
$5.01M 0.11%
70,000
+10,000
+17% +$680K
2020 Q4
1 quarter
UNP icon
18
Union Pacific
UNP
$165B
$4.41M 0.1%
20,000
– –
2020 Q1
4 quarters
COP icon
19
ConocoPhillips
COP
$161B
$4.24M 0.09%
+80,000
New +$3.94M
2021 Q1
0 quarters
DOCU icon
20
DocuSign
DOCU
$13.3B
$4.05M 0.09%
20,000
+6,000
+43% +$1.39M
2020 Q4
1 quarter
MAR icon
21
Marriott International
MAR
$95.4B
$3.7M 0.08%
+25,000
New +$3.41M
2021 Q1
0 quarters
SAVE icon
22
DELISTED
Spirit Airlines, Inc.
SAVE
$3.54M 0.08%
95,833
+45,833
+92% +$1.47M
2020 Q4
1 quarter
AMD icon
23
Advanced Micro Devices
AMD
$993B
$3.53M 0.08%
+45,000
New +$3.87M
2021 Q1
0 quarters
CZR icon
24
Caesars Entertainment
CZR
$6.01B
$3.5M 0.08%
+40,000
New +$3.36M
2021 Q1
0 quarters
CAT icon
25
Caterpillar
CAT
$368B
$3.48M 0.07%
15,000
– –
2020 Q3
2 quarters
1
2 3 4 5

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Advent Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Advent Capital Management held 270 positions worth $4.64B, down 1.1% from $4.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advent Capital Management withdrew a net $3.98B in Q1 2021, closing 18 positions and reducing 14 holdings. Its most notable exit was International Flavors & Fragrances Inc. 6.00% Tangible Equity Units, an estimated $8.21M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 98% a quarter earlier, followed by Utilities and Industrials.

Against the trend, Advent Capital Management opened a new position in The AES Corporation worth $8.73M.

  • Advent Capital Management's largest Q1 2021 buy was The AES Corporation: 84,940 shares worth $8.73M.
  • Advent Capital Management added most to NextEra Energy, Inc. 6.219% Corporate Units in Q1 2021, an estimated $20.3M increase.
  • Advent Capital Management's biggest Q1 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $25.8M.
  • Advent Capital Management fully exited International Flavors & Fragrances Inc. 6.00% Tangible Equity Units in Q1 2021, selling an estimated $8.21M.
  • Advent Capital Management's ten largest holdings make up 23% of its $4.64B portfolio in Q1 2021.
  • Advent Capital Management opened 71 new positions and closed 18 in Q1 2021.
  • Advent Capital Management's portfolio value fell 1.1% quarter-over-quarter to $4.64B.

Based on Advent Capital Management's 13F filing for Q1 2021, filed 17 May 2021.