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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$4.64B
AUM Growth
-$51.7M
Cap. Flow
-$3.98B
Cap. Flow %
-85.85%
Top 10 Hldgs %
22.62%
Holding
270
New
71
Increased
11
Reduced
14
Closed
18

Top Buys

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$20.3M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$9.72M
3
AESC
The AES Corporation
AESC
+$8.66M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$5.96M
5
HON icon
Honeywell
HON
+$5.18M

Top Sells

Rank Stock Value
1
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$25.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.49M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.34M
5
PCGU
PG&E Corporation
PCGU
+$8.95M

Sector Composition

Rank Sector Weight
1 Utilities 0.58%
2 Industrials 0.55%
3 Consumer Discretionary 0.32%
4 Healthcare 0.3%
5 Technology 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWT
1
DELISTED
Stanley Black & Decker, Inc.
SWT
$97.3M 2.1%
818,579
+87,173
+12% +$9.72M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$72.4M 1.56%
1,456,699
+395,195
+37% +$20.3M
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$37.4M 0.81%
376,875
-105,599
-22% -$10.3M
AEPPZ
4
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$37.3M 0.8%
756,582
+101,424
+15% +$4.9M
NEE.PRP
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$36M 0.77%
721,911
-112,509
-13% -$5.76M
DTP
6
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$32.1M 0.69%
641,233
-196,314
-23% -$9.34M
SOLN
7
DELISTED
The Southern Company
SOLN
$26.7M 0.58%
521,913
-2,893
-0.6% -$145K
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$17.7M 0.38%
365,013
-86,400
-19% -$4.12M
ELAT
9
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$16.1M 0.35%
352,550
+124,075
+54% +$5.96M
CFXA
10
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$15.9M 0.34%
88,413
+6,351
+8% +$1.12M
NEE.PRO
11
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$13.5M 0.29%
234,739
-160,000
-41% -$9.49M
CHNGU
12
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$10.7M 0.23%
143,903
-329,445
-70% -$25.8M
FLG.PRU
13
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$10.2M 0.22%
208,571
-80,918
-28% -$3.83M
AESC
14
DELISTED
The AES Corporation
AESC
$8.73M 0.19%
+84,940
New +$8.66M
MDT icon
15
Medtronic
MDT
$112B
$5.91M 0.13%
50,000
+15,000
+43% +$1.76M
HON icon
16
Honeywell
HON
$78B
$5.43M 0.12%
+26,525
New +$5.18M
VLO icon
17
Valero Energy
VLO
$85.9B
$5.01M 0.11%
70,000
+10,000
+17% +$680K
UNP icon
18
Union Pacific
UNP
$174B
$4.41M 0.1%
20,000
– –
COP icon
19
ConocoPhillips
COP
$141B
$4.24M 0.09%
+80,000
New +$3.94M
DOCU
20
DocuSign
DOCU
$11.5B
$4.05M 0.09%
20,000
+6,000
+43% +$1.39M
MAR icon
21
Marriott International
MAR
$92.3B
$3.7M 0.08%
+25,000
New +$3.41M
SAVE
22
DELISTED
Spirit Airlines, Inc.
SAVE
$3.54M 0.08%
95,833
+45,833
+92% +$1.47M
AMD icon
23
Advanced Micro Devices
AMD
$789B
$3.53M 0.08%
+45,000
New +$3.87M
CZR icon
24
Caesars Entertainment
CZR
$6.14B
$3.5M 0.08%
+40,000
New +$3.36M
CAT icon
25
Caterpillar
CAT
$387B
$3.48M 0.07%
15,000
– –
1
2 3 4 5

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Advent Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Advent Capital Management held 270 positions worth $4.64B, down 1.1% from $4.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advent Capital Management withdrew a net $3.98B in Q1 2021, closing 18 positions and reducing 14 holdings. Its most notable exit was International Flavors & Fragrances Inc. 6.00% Tangible Equity Units, an estimated $8.21M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.58% of assets, up from 0.57% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Advent Capital Management opened a new position in The AES Corporation worth $8.73M.

  • Advent Capital Management's largest Q1 2021 buy was The AES Corporation: 84,940 shares worth $8.73M.
  • Advent Capital Management added most to NextEra Energy, Inc. 6.219% Corporate Units in Q1 2021, an estimated $20.3M increase.
  • Advent Capital Management's biggest Q1 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $25.8M.
  • Advent Capital Management fully exited International Flavors & Fragrances Inc. 6.00% Tangible Equity Units in Q1 2021, selling an estimated $8.21M.
  • Advent Capital Management's ten largest holdings make up 23% of its $4.64B portfolio in Q1 2021.
  • Advent Capital Management opened 71 new positions and closed 18 in Q1 2021.
  • Advent Capital Management's portfolio value fell 1.1% quarter-over-quarter to $4.64B.

Based on Advent Capital Management's 13F filing for Q1 2021, filed 17 May 2021.