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ACM
Advent Capital Management Portfolio holdings
AUM
$4.46B
1-Year Est. Return
0.73%
This Fund
S&P 500
This Quarter
Est. Return
-0.19%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$5.41B
AUM Growth
+$263M
(+5.1%)
Cap. Flow
-$4.4B
Cap. Flow
% of AUM
-81.41%
Top 10 Holdings %
Top 10 Hldgs %
21.88%
Holding
306
New
35
Increased
15
Reduced
36
Closed
38
Avg Time Held Equity + Options
4.2
quarters
Top 10 Avg Time Held Equity + Options
2.3
quarters
Top 20 Avg Time Held Equity + Options
2.8
quarters
Avg Time Held Equity only
4.3
quarters
Top 10 Avg Time Held Equity only
2.3
quarters
Top 20 Avg Time Held Equity only
2.8
quarters
Top Buys
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
|
+$6.98M |
| 2 |
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
|
+$5.21M |
| 3 |
NVIDIA
NVDA
|
+$4.8M |
| 4 |
Dover
DOV
|
+$3.77M |
| 5 |
Brinker International
EAT
|
+$3.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.54% |
| 2 | Consumer Discretionary | 0.54% |
| 3 | Utilities | 0.44% |
| 4 | Industrials | 0.32% |
| 5 | Financials | 0.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
SWT
1
DELISTED
Stanley Black & Decker, Inc.
SWT
| $83.5M | 1.54% |
790,384
+13,484
| +2% | +$1.56M |
2019 Q4
7 quarters
|
|
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
| $60.9M | 1.13% |
1,189,301
+71,034
| +6% | +$3.75M |
2020 Q3
4 quarters
|
|
|
AEPPZ
3
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
| $54.3M | 1.01% |
1,094,566
+144,682
| +15% | +$7.58M |
2020 Q3
4 quarters
|
|
|
NIMC
4
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
| $51.4M | 0.95% |
495,500
+148,000
| +43% | +$15.6M |
2021 Q2
1 quarter
|
|
|
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
| $35.7M | 0.66% |
698,775
-1,374
| -0.2% | -$71.8K |
2020 Q1
6 quarters
|
|
|
DCUE
6
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
| $34.4M | 0.64% |
353,675
-5,000
| -1% | -$501K |
2019 Q2
9 quarters
|
|
|
ELAT
7
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
| $28.6M | 0.53% |
572,988
+85,487
| +18% | +$4.45M |
2020 Q1
6 quarters
|
|
|
SOLN
8
DELISTED
The Southern Company
SOLN
| $24M | 0.44% |
470,313
-57,100
| -11% | -$2.99M |
2019 Q3
8 quarters
|
|
|
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
| $21.6M | 0.4% |
433,333
| – | – |
2019 Q4
7 quarters
|
|
|
RBCP
10
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
| $18.3M | 0.34% |
+166,000
| New | +$19.2M |
2021 Q3
0 quarters
|
|
|
AESC
11
DELISTED
The AES Corporation
AESC
| $16.3M | 0.3% |
168,020
+14,998
| +10% | +$1.52M |
2021 Q1
2 quarters
|
|
|
PCGU
12
DELISTED
PG&E Corporation
PCGU
| $11.6M | 0.22% |
+121,000
| New | +$11.5M |
2021 Q3
0 quarters
|
|
13
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$104M
| $10.1M | 0.19% |
198,065
+7,639
| +4% | +$396K |
2017 Q2
17 quarters
|
|
|
14
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
| $9.81M | 0.18% |
167,396
-50,000
| -23% | -$3.01M |
2019 Q3
8 quarters
|
|
15
ConocoPhillips
COP
$161B
| $6.1M | 0.11% |
90,000
| – | – |
2021 Q1
2 quarters
|
|
|
CFXA
16
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
| $5.59M | 0.1% |
30,000
| – | – |
2020 Q3
4 quarters
|
|
|
CHNGU
17
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
| $5.12M | 0.09% |
73,037
-71,364
| -49% | -$5.21M |
2019 Q2
9 quarters
|
|
18
Caesars Entertainment
CZR
$6.01B
| $4.49M | 0.08% |
40,000
+20,000
| +100% | +$1.95M |
2021 Q1
2 quarters
|
|
19
AbbVie
ABBV
$489B
| $4.32M | 0.08% |
40,000
+10,000
| +33% | +$1.14M |
2021 Q1
2 quarters
|
|
20
Lockheed Martin
LMT
$118B
| $3.8M | 0.07% |
11,000
+3,000
| +38% | +$1.09M |
2021 Q1
2 quarters
|
|
21
Verizon
VZ
$173B
| $3.78M | 0.07% |
+70,000
| New | +$3.87M |
2021 Q3
0 quarters
|
|
22
Marriott International
MAR
$95.4B
| $3.7M | 0.07% |
25,000
-5,000
| -17% | -$698K |
2021 Q1
2 quarters
|
|
23
Gaming and Leisure Properties
GLPI
$11.1B
| $3.55M | 0.07% |
76,735
| – | – |
2020 Q1
6 quarters
|
|
24
Valero Energy
VLO
$125B
| $3.53M | 0.07% |
50,000
-30,000
| -38% | -$2M |
2020 Q4
3 quarters
|
|
25
LyondellBasell Industries
LYB
$19.4B
| $3.47M | 0.06% |
37,000
+2,000
| +6% | +$196K |
2021 Q1
2 quarters
|
|
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Advent Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Advent Capital Management held 306 positions worth $5.41B, up 5.1% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Advent Capital Management withdrew a net $4.4B in Q3 2021, closing 38 positions and reducing 36 holdings. Its most notable exit was American Electric Power Company, Inc. Corporate Unit, an estimated $6.98M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, up from 97% a quarter earlier, followed by Consumer Discretionary and Utilities.
Against the trend, Advent Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $18.3M.
- Advent Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 166,000 shares worth $18.3M.
- Advent Capital Management added most to NiSource Inc. Series A Corporate Units in Q3 2021, an estimated $15.6M increase.
- Advent Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $5.21M.
- Advent Capital Management fully exited American Electric Power Company, Inc. Corporate Unit in Q3 2021, selling an estimated $6.98M.
- Advent Capital Management's ten largest holdings make up 22% of its $5.41B portfolio in Q3 2021.
- Advent Capital Management opened 35 new positions and closed 38 in Q3 2021.
- Advent Capital Management's portfolio value rose 5.1% quarter-over-quarter to $5.41B.
Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.