ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+1.04%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$4.69B
AUM Growth
+$4.69B
Cap. Flow
-$398M
Cap. Flow %
-8.48%
Top 10 Hldgs %
23.34%
Holding
225
New
14
Increased
15
Reduced
9
Closed
17

Top Buys

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$15.6M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.4M
3
SWT
Stanley Black & Decker, Inc.
SWT
$10.9M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$10.5M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$9.14M

Top Sells

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$196M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$175M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$29.5M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$13.1M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$11M

Sector Composition

1 Utilities 0.57%
2 Consumer Discretionary 0.23%
3 Financials 0.23%
4 Industrials 0.17%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWT
1
DELISTED
Stanley Black & Decker, Inc.
SWT
$80.5M 1.72% 731,406 +98,720 +16% +$10.9M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$54.1M 1.15% 1,061,504 +306,004 +41% +$15.6M
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$48M 1.02% 482,474 +5,434 +1% +$540K
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$42.2M 0.9% 834,420 -121,017 -13% -$6.12M
DTP
5
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$39.9M 0.85% 837,547 +219,464 +36% +$10.5M
AEPPZ
6
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$32.7M 0.7% 655,158 +227,882 +53% +$11.4M
CHNGU
7
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$30.9M 0.66% 473,348 +86,822 +22% +$5.67M
SOLN
8
DELISTED
The Southern Company
SOLN
$26.9M 0.57% 524,806 -58,005 -10% -$2.97M
NEE.PRO
9
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$23.3M 0.5% 394,739 -8,000 -2% -$472K
AEPPL
10
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$22.4M 0.48% 451,413 -221,500 -33% -$11M
FLG.PRU
11
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$13.4M 0.29% 289,489 -38,862 -12% -$1.8M
CFXA
12
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$13.1M 0.28% 82,062 +57,062 +228% +$9.14M
ELAT
13
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$10.9M 0.23% 228,475 +71,749 +46% +$3.43M
PCGU
14
DELISTED
PG&E Corporation
PCGU
$9.57M 0.2% 78,097 +1,024 +1% +$126K
IFFT
15
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$8.21M 0.17% 201,338 -62,012 -24% -$2.53M
UNP icon
16
Union Pacific
UNP
$133B
$4.16M 0.09% 20,000 +10,000 +100% +$2.08M
MDT icon
17
Medtronic
MDT
$119B
$4.1M 0.09% 35,000 -15,000 -30% -$1.76M
FCX icon
18
Freeport-McMoran
FCX
$63.7B
$3.9M 0.08% 150,000 -52,500 -26% -$1.37M
PNC icon
19
PNC Financial Services
PNC
$81.7B
$3.73M 0.08% 25,000 – –
VRTX icon
20
Vertex Pharmaceuticals
VRTX
$100B
$3.55M 0.08% +15,000 New +$3.55M
FITB icon
21
Fifth Third Bancorp
FITB
$30.3B
$3.45M 0.07% +125,000 New +$3.45M
VLO icon
22
Valero Energy
VLO
$47.2B
$3.39M 0.07% +60,000 New +$3.39M
MSFT icon
23
Microsoft
MSFT
$3.77T
$3.34M 0.07% 15,000 +3,000 +25% +$667K
V icon
24
Visa
V
$683B
$3.28M 0.07% 15,000 – –
GLPI icon
25
Gaming and Leisure Properties
GLPI
$13.6B
$3.25M 0.07% 76,735 +799 +1% +$33.9K
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