ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+0.44%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$5.16B
AUM Growth
+$5.16B
Cap. Flow
+$81.3M
Cap. Flow %
1.57%
Top 10 Hldgs %
23.65%
Holding
259
New
30
Increased
9
Reduced
19
Closed
11

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$80.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$47.4M
3
SWT
Stanley Black & Decker, Inc.
SWT
$34.9M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$12.1M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.85M

Top Sells

1
SOLN
The Southern Company
SOLN
$20.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$17.6M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$12.1M
4
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$10.4M
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$9.52M

Sector Composition

1 Utilities 1.05%
2 Consumer Discretionary 0.26%
3 Industrials 0.25%
4 Communication Services 0.23%
5 Technology 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.84B
$170M 3.29% 116,562 +8,270 +8% +$12.1M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$164M 3.19% 113,370 +1,860 +2% +$2.7M
AVGOP
3
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$80.1M 1.55% +68,475 New +$80.1M
DCUE
4
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$57.5M 1.11% 538,236 -164,764 -23% -$17.6M
SOLN
5
DELISTED
The Southern Company
SOLN
$54M 1.05% 1,003,266 -386,449 -28% -$20.8M
NEE.PRO
6
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$53.4M 1.04% 1,044,350 +114,350 +12% +$5.85M
DTP
7
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$47.4M 0.92% +922,327 New +$47.4M
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$43.1M 0.84% 798,455 -176,370 -18% -$9.52M
SWP
9
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$42.3M 0.82% 387,578 -95,519 -20% -$10.4M
DHR.PRA
10
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$36.3M 0.7% 30,640 -4,746 -13% -$5.62M
SWT
11
DELISTED
Stanley Black & Decker, Inc.
SWT
$34.9M 0.68% +320,427 New +$34.9M
BDXA
12
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$29M 0.56% 442,053 -185,230 -30% -$12.1M
FTV.PRA
13
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$26.4M 0.51% 27,064 -1,355 -5% -$1.32M
IFFT
14
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$23M 0.45% 479,253 +17,483 +4% +$839K
CCI.PRA
15
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$18.5M 0.36% 14,416 -6,645 -32% -$8.52M
ENR.PRA
16
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$17.6M 0.34% 167,987 -41,902 -20% -$4.39M
FLG.PRU
17
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$15.7M 0.3% 309,439 -44,829 -13% -$2.27M
QTS.PRB
18
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$14.8M 0.29% 114,924 -69,941 -38% -$8.98M
AVTR.PRA
19
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$10.8M 0.21% 170,727 -61,934 -27% -$3.91M
SIX
20
DELISTED
Six Flags Entertainment Corp.
SIX
$7.67M 0.15% 170,000 +50,000 +42% +$2.26M
WDC icon
21
Western Digital
WDC
$27.9B
$7.3M 0.14% 115,000 +40,000 +53% +$2.54M
DAL icon
22
Delta Air Lines
DAL
$40.3B
$5.85M 0.11% 100,000 – –
SRE.PRB
23
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$5.77M 0.11% 48,322 -40,696 -46% -$4.86M
CFXA
24
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$5.7M 0.11% 36,223 -30,660 -46% -$4.82M
CNP.PRB
25
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$5.5M 0.11% 112,696 -56,485 -33% -$2.76M
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