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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.98%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93

Top Buys

Rank Stock Value
1
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Healthcare 0.47%
2 Consumer Discretionary 0.38%
3 Financials 0.28%
4 Industrials 0.24%
5 Technology 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$115M 1.77%
98,908
+1,944
+2% +$2.28M
FTRPR
2
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$59.9M 0.92%
640,554
+5,000
+0.8% +$481K
ANTX
3
DELISTED
Anthem, Inc.
ANTX
$53.5M 0.82%
1,150,056
-60,000
-5% -$2.77M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.99B
$50.6M 0.78%
46,297
+108
+0.2% +$119K
ARE.PRD
5
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$42.8M 0.66%
+1,554,810
New +$42.6M
KEY.PRG
6
DELISTED
KeyCorp Pfd
KEY.PRG
$39.6M 0.61%
298,058
– –
SWH
7
DELISTED
Stanley Black & Decker, Inc.
SWH
$26.8M 0.41%
227,179
+49,729
+28% +$5.89M
DCUC
8
DELISTED
Dominion Energy, Inc.
DCUC
$25.3M 0.39%
520,280
+160,220
+44% +$7.85M
NEE.PRQ
9
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$21M 0.32%
396,070
+201,070
+103% +$10.5M
NEE.PRP
10
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$18.4M 0.28%
335,761
+18,250
+6% +$989K
AMT.PRB
11
DELISTED
American Tower Corporation
AMT.PRB
$17.1M 0.26%
167,942
– –
TMUSP
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$11.8M 0.18%
171,130
+60,000
+54% +$4.03M
CI icon
13
Cigna
CI
$74.6B
$10.2M 0.16%
69,000
-22,000
-24% -$3.02M
DCUA
14
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$7.75M 0.12%
144,810
– –
RHT
15
DELISTED
Red Hat Inc
RHT
$7.72M 0.12%
92,400
-11,800
-11% -$937K
MGM icon
16
MGM Resorts International
MGM
$11.2B
$7.36M 0.11%
320,686
-22,000
-6% -$485K
HYG icon
17
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$7.24M 0.11%
90,000
+72,029
+401% +$5.99M
AA.PRB
18
DELISTED
Alcoa Inc
AA.PRB
$6.81M 0.1%
200,594
-59,950
-23% -$1.95M
GILD icon
19
Gilead Sciences
GILD
$165B
$6.72M 0.1%
65,000
+5,000
+8% +$520K
SRCLP
20
DELISTED
Stericycle, Inc
SRCLP
$6.57M 0.1%
71,000
– –
QCOM icon
21
Qualcomm
QCOM
$176B
$6.11M 0.09%
120,000
+35,000
+41% +$1.87M
XLNX
22
DELISTED
Xilinx Inc
XLNX
$6.06M 0.09%
125,692
+692
+0.6% +$32.7K
AMT.PRA
23
DELISTED
American Tower Corporation
AMT.PRA
$5.74M 0.09%
55,000
– –
GD icon
24
General Dynamics
GD
$106B
$5.61M 0.09%
40,000
– –
EXCU
25
DELISTED
Exelon Corporation
EXCU
$5.53M 0.09%
136,660
-16,790
-11% -$699K
1
2 3 4 5

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Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.47% of assets, down from 0.54% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.