We are live on ! Find out more
ACM

Advent Capital Management Portfolio holdings

AUM $4.46B
1-Year Est. Return 0.73%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.99%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93
Avg Time Held Equity + Options
3.5 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.6 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.6 quarters

Top Buys

Rank Stock Value
1
ARE.PRD icon
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ icon
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 98%
2 Healthcare 0.47%
3 Consumer Discretionary 0.38%
4 Financials 0.28%
5 Technology 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.25B
$115M 1.77%
98,908
+1,944
+2% +$2.28M
2015 Q1
3 quarters
FTRPR
2
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$59.9M 0.92%
640,554
+5,000
+0.8% +$481K
2015 Q2
2 quarters
ANTX icon
3
DELISTED
Anthem, Inc.
ANTX
$53.5M 0.82%
1,150,056
-60,000
-5% -$2.77M
2015 Q2
2 quarters
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.67B
$50.6M 0.78%
46,297
+108
+0.2% +$119K
2015 Q1
3 quarters
ARE.PRD icon
5
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$42.8M 0.66%
+1,554,810
New +$42.6M
2015 Q4
0 quarters
KEY.PRG icon
6
DELISTED
KeyCorp Pfd
KEY.PRG
$39.6M 0.61%
298,058
– –
2015 Q1
3 quarters
SWH
7
DELISTED
Stanley Black & Decker, Inc.
SWH
$26.8M 0.41%
227,179
+49,729
+28% +$5.89M
2015 Q1
3 quarters
DCUC
8
DELISTED
Dominion Energy, Inc.
DCUC
$25.3M 0.39%
520,280
+160,220
+44% +$7.85M
2015 Q1
3 quarters
NEE.PRQ icon
9
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$21M 0.32%
396,070
+201,070
+103% +$10.5M
2015 Q3
1 quarter
NEE.PRP icon
10
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$18.4M 0.28%
335,761
+18,250
+6% +$989K
2015 Q1
3 quarters
AMT.PRB icon
11
DELISTED
American Tower Corporation
AMT.PRB
$17.1M 0.26%
167,942
– –
2015 Q1
3 quarters
TMUSP icon
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$11.8M 0.18%
171,130
+60,000
+54% +$4.03M
2014 Q4
4 quarters
CI icon
13
Cigna
CI
$74.6B
$10.2M 0.16%
69,000
-22,000
-24% -$3.02M
2015 Q2
2 quarters
DCUA
14
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$7.75M 0.12%
144,810
– –
2015 Q1
3 quarters
RHT
15
DELISTED
Red Hat Inc
RHT
$7.72M 0.12%
92,400
-11,800
-11% -$937K
2014 Q3
5 quarters
MGM icon
16
MGM Resorts International
MGM
$7.36B
$7.36M 0.11%
320,686
-22,000
-6% -$485K
2015 Q2
2 quarters
HYG icon
17
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$7.24M 0.11%
90,000
+72,029
+401% +$5.99M
2015 Q2
2 quarters
AA.PRB icon
18
DELISTED
Alcoa Inc
AA.PRB
$6.81M 0.1%
200,594
-59,950
-23% -$1.95M
2015 Q1
3 quarters
GILD icon
19
Gilead Sciences
GILD
$187B
$6.72M 0.1%
65,000
+5,000
+8% +$520K
2014 Q4
4 quarters
SRCLP icon
20
DELISTED
Stericycle, Inc
SRCLP
$6.57M 0.1%
71,000
– –
2015 Q3
1 quarter
QCOM icon
21
Qualcomm
QCOM
$187B
$6.11M 0.09%
120,000
+35,000
+41% +$1.87M
2015 Q2
2 quarters
XLNX
22
DELISTED
Xilinx Inc
XLNX
$6.06M 0.09%
125,692
+692
+0.6% +$32.7K
2015 Q2
2 quarters
AMT.PRA icon
23
DELISTED
American Tower Corporation
AMT.PRA
$5.74M 0.09%
55,000
– –
2015 Q1
3 quarters
GD icon
24
General Dynamics
GD
$89.6B
$5.61M 0.09%
40,000
– –
2015 Q2
2 quarters
EXCU
25
DELISTED
Exelon Corporation
EXCU
$5.53M 0.09%
136,660
-16,790
-11% -$699K
2015 Q1
3 quarters
1
2 3 4 5

Similar funds

EFM
E Fund Management Guangzhou, China $4.46B AUM
MAM
Magellan Asset Management Sydney, Australia $4.47B AUM 4.2% 1-Year Est. Return
WSFS
Wilmington Savings Fund Society Wilmington, Delaware $4.48B AUM 24.77% 1-Year Est. Return
AP
Americana Partners Houston, Texas $4.44B AUM 29.45% 1-Year Est. Return
WA
WestEnd Advisors Charlotte, North Carolina $4.49B AUM 19.44% 1-Year Est. Return
BP
BC Partners New York $4.43B AUM 49.12% 1-Year Est. Return
AOI
Auto-Owners Insurance Lansing, Michigan $4.43B AUM 30.05% 1-Year Est. Return
5NCM
59 North Capital Management Houston, Texas $4.49B AUM 6.4% 1-Year Est. Return

Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, up from 98% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.