ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
-1.79%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$5.65B
AUM Growth
+$5.65B
Cap. Flow
-$66.4M
Cap. Flow %
-1.17%
Top 10 Hldgs %
20.04%
Holding
324
New
30
Increased
15
Reduced
10
Closed
54

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$50.9M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$15.5M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.89M
4
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$7.4M
5
MSFT icon
Microsoft
MSFT
$3.85M

Top Sells

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$27.9M
2
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$19.1M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$16.5M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$10.8M
5
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$9.77M

Sector Composition

1 Utilities 0.34%
2 Technology 0.17%
3 Consumer Discretionary 0.16%
4 Energy 0.15%
5 Industrials 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.84B
$186M 3.29% 154,342 +12,815 +9% +$15.5M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$104M 1.83% 85,785 +6,130 +8% +$7.4M
NEE.PRQ
3
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$76.8M 1.36% 1,561,464 +160,400 +11% +$7.89M
KKR.PRC
4
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$69M 1.22% 1,160,686 +29,232 +3% +$1.74M
NIMC
5
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$64M 1.13% 565,432 +19,395 +4% +$2.19M
AEPPZ
6
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$60M 1.06% 1,108,486 +12,587 +1% +$681K
SWT
7
DELISTED
Stanley Black & Decker, Inc.
SWT
$51.1M 0.9% 754,966 -30,925 -4% -$2.09M
SPY icon
8
SPDR S&P 500 ETF Trust
SPY
$658B
$50.9M 0.9% +135,000 New +$50.9M
DHR.PRB
9
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$32.8M 0.58% 24,506 -716 -3% -$958K
AVGOP
10
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$29.7M 0.52% 19,527 -10,844 -36% -$16.5M
DTP
11
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$28.3M 0.5% 546,733 +57,200 +12% +$2.96M
NEE.PRP
12
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$28.2M 0.5% 567,975 -41,800 -7% -$2.08M
BSX.PRA
13
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$28.2M 0.5% 276,620 +27,423 +11% +$2.79M
RBCP
14
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$19.8M 0.35% 207,864 -57,851 -22% -$5.52M
SOLN
15
DELISTED
The Southern Company
SOLN
$19.5M 0.34% 366,613 -74,300 -17% -$3.95M
AESC
16
DELISTED
The AES Corporation
AESC
$14.8M 0.26% 171,828 +14,449 +9% +$1.25M
FLG.PRU
17
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$9.71M 0.17% 208,964 -7,384 -3% -$343K
PARAP
18
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$5.95M 0.11% 147,993 +6,468 +5% +$260K
ELAT
19
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.27M 0.08% 133,023 -337,405 -72% -$10.8M
T icon
20
AT&T
T
$209B
$4.19M 0.07% 200,000 +50,000 +33% +$1.05M
MSFT icon
21
Microsoft
MSFT
$3.77T
$3.85M 0.07% +15,000 New +$3.85M
DKS icon
22
Dick's Sporting Goods
DKS
$17B
$3.51M 0.06% +46,556 New +$3.51M
F icon
23
Ford
F
$46.8B
$3.41M 0.06% 306,420 +295,320 +2,661% +$3.29M
DE icon
24
Deere & Co
DE
$129B
$3M 0.05% +10,000 New +$3M
XYZ
25
Block, Inc.
XYZ
$48.5B
$2.85M 0.05% +46,335 New +$2.85M
1
2 3 4 5