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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.54B
AUM Growth
-$414M
Cap. Flow
-$5.43B
Cap. Flow %
-83.07%
Top 10 Hldgs %
14.84%
Holding
591
New
99
Increased
39
Reduced
34
Closed
84

Top Buys

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$12.6M
2
ANTX
Anthem, Inc.
ANTX
+$10.3M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.6M
5
BKNG icon
Booking.com
BKNG
+$7.58M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$26.5M
2
AEUA
Anadarko Petroleum Corporation
AEUA
+$17M
3
WMT icon
Walmart Inc
WMT
+$8.23M
4
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$6.7M
5
SNCR
Synchronoss Technologies
SNCR
+$5.69M

Sector Composition

Rank Sector Weight
1 Healthcare 0.54%
2 Consumer Discretionary 0.45%
3 Technology 0.44%
4 Industrials 0.31%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$113M 1.73%
96,964
-3,245
-3% -$3.84M
FTRPR
2
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$59.2M 0.91%
635,554
+75,600
+14% +$7.6M
ANTX
3
DELISTED
Anthem, Inc.
ANTX
$58.6M 0.9%
1,210,056
+205,250
+20% +$10.3M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.99B
$49.7M 0.76%
46,189
+584
+1% +$646K
KEY.PRG
5
DELISTED
KeyCorp Pfd
KEY.PRG
$39M 0.6%
298,058
-100
-0% -$13.1K
TSNU
6
DELISTED
Tyson Foods, Inc.
TSNU
$35.3M 0.54%
678,330
-28,650
-4% -$1.48M
SWH
7
DELISTED
Stanley Black & Decker, Inc.
SWH
$19.9M 0.3%
177,450
+25,000
+16% +$2.93M
DCUC
8
DELISTED
Dominion Energy, Inc.
DCUC
$17.9M 0.27%
360,060
+24,900
+7% +$1.24M
NEE.PRP
9
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$17.1M 0.26%
317,511
+224,950
+243% +$12.6M
AMT.PRB
10
DELISTED
American Tower Corporation
AMT.PRB
$16.3M 0.25%
167,942
-20,080
-11% -$2.05M
SWU
11
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$14.8M 0.23%
110,746
-323
-0.3% -$45.6K
SWNC
12
DELISTED
Southwestern Energy Company
SWNC
$13.9M 0.21%
448,465
+49,900
+13% +$2.02M
CI icon
13
Cigna
CI
$74.6B
$12.3M 0.19%
91,000
+24,200
+36% +$3.51M
NEE.PRQ
14
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$9.99M 0.15%
+195,000
New +$10M
AA.PRB
15
DELISTED
Alcoa Inc
AA.PRB
$8.83M 0.14%
260,544
-200
-0.1% -$7.16K
GM icon
16
General Motors
GM
$76.8B
$8.71M 0.13%
290,000
+110,000
+61% +$3.37M
DCUA
17
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$8.02M 0.12%
144,810
– –
TMUSP
18
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$7.68M 0.12%
111,130
-40,550
-27% -$2.83M
BKNG icon
19
Booking.com
BKNG
$161B
$7.54M 0.12%
+152,500
New +$7.58M
RHT
20
DELISTED
Red Hat Inc
RHT
$7.49M 0.11%
104,200
+23,400
+29% +$1.76M
SRCLP
21
DELISTED
Stericycle, Inc
SRCLP
$7.22M 0.11%
+71,000
New +$7.2M
EXCU
22
DELISTED
Exelon Corporation
EXCU
$6.71M 0.1%
153,450
+50,000
+48% +$2.3M
CIEN icon
23
Ciena
CIEN
$58.4B
$6.71M 0.1%
323,971
+41,736
+15% +$970K
MGM icon
24
MGM Resorts International
MGM
$11.2B
$6.32M 0.1%
342,686
+2,100
+0.6% +$42K
GILD icon
25
Gilead Sciences
GILD
$165B
$5.89M 0.09%
60,000
+13,500
+29% +$1.5M
1
2 3 4 5

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Advent Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advent Capital Management held 591 positions worth $6.54B, down 6% from $6.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.43B in Q3 2015, closing 84 positions and reducing 34 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $26.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.54% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $9.99M.

  • Advent Capital Management's largest Q3 2015 buy was NextEra Energy, Inc.: 195,000 shares worth $9.99M.
  • Advent Capital Management added most to NEXTERA ENERGY INC EQUITY UNIT in Q3 2015, an estimated $12.6M increase.
  • Advent Capital Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.84M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2015, selling an estimated $26.5M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.54B portfolio in Q3 2015.
  • Advent Capital Management opened 99 new positions and closed 84 in Q3 2015.
  • Advent Capital Management's portfolio value fell 6% quarter-over-quarter to $6.54B.

Based on Advent Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.