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ACM

Advent Capital Management Portfolio holdings

AUM $4.46B
1-Year Est. Return 0.73%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$6.54B
AUM Growth
-$414M
Cap. Flow
-$5.43B
Cap. Flow %
-83.07%
Top 10 Hldgs %
14.84%
Holding
591
New
99
Increased
39
Reduced
34
Closed
84
Avg Time Held Equity + Options
3 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.6 quarters
Avg Time Held Equity only
3.4 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.6 quarters

Top Buys

Rank Stock Value
1
NEE.PRP icon
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$12.6M
2
ANTX icon
Anthem, Inc.
ANTX
+$10.3M
3
NEE.PRQ icon
NextEra Energy, Inc.
NEE.PRQ
+$10M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.6M
5
BKNG icon
Booking.com
BKNG
+$7.58M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$26.5M
2
AEUA
Anadarko Petroleum Corporation
AEUA
+$17M
3
WMT icon
Walmart Inc
WMT
+$8.23M
4
NEE.PRO icon
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$6.7M
5
SNCR icon
Synchronoss Technologies
SNCR
+$5.69M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.59%
2 Technology 0.55%
3 Healthcare 0.54%
4 Consumer Discretionary 0.45%
5 Industrials 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.25B
$113M 1.73%
96,964
-3,245
-3% -$3.84M
2015 Q1
2 quarters
FTRPR
2
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$59.2M 0.91%
635,554
+75,600
+14% +$7.6M
2015 Q2
1 quarter
ANTX icon
3
DELISTED
Anthem, Inc.
ANTX
$58.6M 0.9%
1,210,056
+205,250
+20% +$10.3M
2015 Q2
1 quarter
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.67B
$49.7M 0.76%
46,189
+584
+1% +$646K
2015 Q1
2 quarters
KEY.PRG icon
5
DELISTED
KeyCorp Pfd
KEY.PRG
$39M 0.6%
298,058
-100
-0% -$13.1K
2015 Q1
2 quarters
TSNU
6
DELISTED
Tyson Foods, Inc.
TSNU
$35.3M 0.54%
678,330
-28,650
-4% -$1.48M
2015 Q1
2 quarters
SWH
7
DELISTED
Stanley Black & Decker, Inc.
SWH
$19.9M 0.3%
177,450
+25,000
+16% +$2.93M
2015 Q1
2 quarters
DCUC
8
DELISTED
Dominion Energy, Inc.
DCUC
$17.9M 0.27%
360,060
+24,900
+7% +$1.24M
2015 Q1
2 quarters
NEE.PRP icon
9
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$17.1M 0.26%
317,511
+224,950
+243% +$12.6M
2015 Q1
2 quarters
AMT.PRB icon
10
DELISTED
American Tower Corporation
AMT.PRB
$16.3M 0.25%
167,942
-20,080
-11% -$2.05M
2015 Q1
2 quarters
SWU
11
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$14.8M 0.23%
110,746
-323
-0.3% -$45.6K
2015 Q1
2 quarters
SWNC
12
DELISTED
Southwestern Energy Company
SWNC
$13.9M 0.21%
448,465
+49,900
+13% +$2.02M
2015 Q1
2 quarters
CI icon
13
Cigna
CI
$74.6B
$12.3M 0.19%
91,000
+24,200
+36% +$3.51M
2015 Q2
1 quarter
NEE.PRQ icon
14
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$9.99M 0.15%
+195,000
New +$10M
2015 Q3
0 quarters
AA.PRB icon
15
DELISTED
Alcoa Inc
AA.PRB
$8.83M 0.14%
260,544
-200
-0.1% -$7.16K
2015 Q1
2 quarters
GM icon
16
General Motors
GM
$72.6B
$8.71M 0.13%
290,000
+110,000
+61% +$3.37M
2015 Q2
1 quarter
DCUA
17
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$8.02M 0.12%
144,810
– –
2015 Q1
2 quarters
TMUSP icon
18
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$7.68M 0.12%
111,130
-40,550
-27% -$2.83M
2014 Q4
3 quarters
BKNG icon
19
Booking.com
BKNG
$120B
$7.54M 0.12%
+152,500
New +$7.58M
2015 Q3
0 quarters
RHT
20
DELISTED
Red Hat Inc
RHT
$7.49M 0.11%
104,200
+23,400
+29% +$1.76M
2014 Q3
4 quarters
SRCLP icon
21
DELISTED
Stericycle, Inc
SRCLP
$7.22M 0.11%
+71,000
New +$7.2M
2015 Q3
0 quarters
EXCU
22
DELISTED
Exelon Corporation
EXCU
$6.71M 0.1%
153,450
+50,000
+48% +$2.3M
2015 Q1
2 quarters
CIEN icon
23
Ciena
CIEN
$63.8B
$6.71M 0.1%
323,971
+41,736
+15% +$970K
2014 Q2
5 quarters
MGM icon
24
MGM Resorts International
MGM
$7.36B
$6.32M 0.1%
342,686
+2,100
+0.6% +$42K
2015 Q2
1 quarter
GILD icon
25
Gilead Sciences
GILD
$187B
$5.89M 0.09%
60,000
+13,500
+29% +$1.5M
2014 Q4
3 quarters
1
2 3 4 5

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Advent Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advent Capital Management held 591 positions worth $6.54B, down 6% from $6.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.43B in Q3 2015, closing 84 positions and reducing 34 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $26.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $9.99M.

  • Advent Capital Management's largest Q3 2015 buy was NextEra Energy, Inc.: 195,000 shares worth $9.99M.
  • Advent Capital Management added most to NEXTERA ENERGY INC EQUITY UNIT in Q3 2015, an estimated $12.6M increase.
  • Advent Capital Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.84M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2015, selling an estimated $26.5M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.54B portfolio in Q3 2015.
  • Advent Capital Management opened 99 new positions and closed 84 in Q3 2015.
  • Advent Capital Management's portfolio value fell 6% quarter-over-quarter to $6.54B.

Based on Advent Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.