ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+0.82%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$5.34B
AUM Growth
+$5.34B
Cap. Flow
+$7.96M
Cap. Flow %
0.15%
Top 10 Hldgs %
21.87%
Holding
243
New
14
Increased
12
Reduced
12
Closed
21

Top Buys

1
SOLN
The Southern Company
SOLN
$74.4M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$46.7M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$17.4M
4
LVS icon
Las Vegas Sands
LVS
$5.78M
5
DAL icon
Delta Air Lines
DAL
$5.76M

Top Sells

1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$54.6M
2
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$35M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
$14.8M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.5M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$8.83M

Sector Composition

1 Utilities 1.4%
2 Consumer Discretionary 0.32%
3 Industrials 0.28%
4 Communication Services 0.12%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$168M 3.14% 111,510 -3,140 -3% -$4.72M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.84B
$160M 3.01% 108,292 +11,774 +12% +$17.4M
SOLN
3
DELISTED
The Southern Company
SOLN
$74.4M 1.39% +1,389,715 New +$74.4M
DCUE
4
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$74.3M 1.39% 703,000 -63,500 -8% -$6.71M
AEPPL
5
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$53.9M 1.01% 974,825 -20,502 -2% -$1.13M
SWP
6
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$48.6M 0.91% 483,097 +44,300 +10% +$4.46M
NEE.PRO
7
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$46.7M 0.87% +930,000 New +$46.7M
DHR.PRA
8
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$40.3M 0.76% 35,386 -7,373 -17% -$8.4M
BDXA
9
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$38.9M 0.73% 627,283 -233,354 -27% -$14.5M
CCI.PRA
10
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$26.6M 0.5% 21,061 +975 +5% +$1.23M
FTV.PRA
11
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$25.6M 0.48% 28,419 +2,090 +8% +$1.89M
QTS.PRB
12
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$22.6M 0.42% 184,865 +17,000 +10% +$2.07M
IFFT
13
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$21.6M 0.41% 461,770 +111,250 +32% +$5.22M
ENR.PRA
14
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$19.9M 0.37% 209,889 +45,000 +27% +$4.27M
FLG.PRU
15
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$17.7M 0.33% 354,268 +94,342 +36% +$4.71M
AVTR.PRA
16
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$12.4M 0.23% 232,661 +12,000 +5% +$640K
SRE.PRB
17
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$10.5M 0.2% 89,018 – –
CNP.PRB
18
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.86M 0.17% 169,181 -45,160 -21% -$2.37M
CFXA
19
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$8.72M 0.16% 66,883 – –
SIX
20
DELISTED
Six Flags Entertainment Corp.
SIX
$6.1M 0.11% 120,000 +40,000 +50% +$2.03M
LVS icon
21
Las Vegas Sands
LVS
$39.6B
$5.78M 0.11% +100,000 New +$5.78M
DAL icon
22
Delta Air Lines
DAL
$40.3B
$5.76M 0.11% +100,000 New +$5.76M
CCL icon
23
Carnival Corp
CCL
$43.2B
$5.68M 0.11% 130,000 +55,000 +73% +$2.4M
CHNGU
24
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.13M 0.1% 107,415 -185,163 -63% -$8.83M
BA icon
25
Boeing
BA
$177B
$4.95M 0.09% 13,000 -1,000 -7% -$380K
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