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ACM

Advent Capital Management Portfolio holdings

AUM $4.46B
1-Year Est. Return 0.73%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$5.76B
AUM Growth
+$247M
Cap. Flow
-$5.29B
Cap. Flow %
-91.75%
Top 10 Hldgs %
21.85%
Holding
271
New
18
Increased
8
Reduced
7
Closed
38
Avg Time Held Equity + Options
4.6 quarters
Top 10 Avg Time Held Equity + Options
3.6 quarters
Top 20 Avg Time Held Equity + Options
2.8 quarters
Avg Time Held Equity only
4.8 quarters
Top 10 Avg Time Held Equity only
3.6 quarters
Top 20 Avg Time Held Equity only
2.9 quarters

Top Buys

Rank Stock Value
1
PXD icon
Pioneer Natural Resource Co.
PXD
+$4.72M
2
PH icon
Parker-Hannifin
PH
+$3.72M
3
HAL icon
Halliburton
HAL
+$3.54M
4
LOW icon
Lowe's Companies
LOW
+$3M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.86M

Top Sells

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$191M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$139M
3
KKR.PRC icon
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$75.1M
4
NEE.PRQ icon
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$72.9M
5
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$62.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.33%
2 Energy 0.26%
3 Technology 0.11%
4 Communication Services 0.1%
5 Industrials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.67B
– –
-161,112
Closed -$191M –
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.25B
– –
-117,009
Closed -$139M –
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$78.6M 1.36%
205,500
+30,500
+17% +$11.7M
2022 Q3
1 quarter
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$72.7M 1.26%
190,000
+165,000
+660% +$63.4M
2022 Q3
1 quarter
NIMC
5
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
– –
-607,632
Closed -$62.4M –
NEE.PRQ icon
6
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-1,476,675
Closed -$72.9M –
KKR.PRC icon
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
-1,245,181
Closed -$75.1M –
AEPPZ
8
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-1,025,425
Closed -$52.1M –
NEE.PRR icon
9
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
– –
0
– –
2022 Q4
0 quarters
DHR.PRB icon
10
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
– –
-16,986
Closed -$23M –
GTLS.PRB icon
11
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
– –
0
– –
2022 Q4
0 quarters
AESC
12
DELISTED
The AES Corporation
AESC
– –
-177,501
Closed -$17.4M –
BDXB
13
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
– –
-16,778
Closed -$809K –
BSX.PRA icon
14
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-233,351
Closed -$25.7M –
FLG.PRU icon
15
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$104M
– –
-204,068
Closed -$8.72M –
PXD icon
16
DELISTED
Pioneer Natural Resource Co.
PXD
$4.43M 0.08%
+19,400
New +$4.72M
2022 Q4
0 quarters
HAL icon
17
Halliburton
HAL
$27.1B
$3.94M 0.07%
+100,000
New +$3.54M
2022 Q4
0 quarters
PH icon
18
Parker-Hannifin
PH
$121B
$3.78M 0.07%
+13,000
New +$3.72M
2022 Q4
0 quarters
IBM icon
19
IBM
IBM
$214B
$3.52M 0.06%
25,000
+10,000
+67% +$1.38M
2022 Q3
1 quarter
OXY icon
20
Occidental Petroleum
OXY
$60.1B
$3.15M 0.05%
50,000
+30,000
+150% +$2.04M
2022 Q2
2 quarters
LOW icon
21
Lowe's Companies
LOW
$104B
$2.99M 0.05%
+15,000
New +$3M
2022 Q4
0 quarters
VZ icon
22
Verizon
VZ
$173B
$2.96M 0.05%
+75,000
New +$2.83M
2022 Q4
0 quarters
NEE.PRP icon
23
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-142,695
Closed -$7.16M –
GOOG icon
24
Alphabet (Google) Class C
GOOG
$4.25T
$2.66M 0.05%
+30,000
New +$2.86M
2022 Q4
0 quarters
AAL icon
25
PUT
American Airlines Group
AAL
$8.45B
$2.54M 0.04%
200,000
+100,000
+100% +$1.36M
2022 Q3
1 quarter
1
2 3 4

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AP
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Advent Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Advent Capital Management held 271 positions worth $5.76B, up 4.5% from $5.52B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $5.29B in Q4 2022, closing 38 positions and reducing 7 holdings. Its most notable exit was Bank of America Series L, an estimated $191M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, down from 100% a quarter earlier, followed by Energy and Technology.

Against the trend, Advent Capital Management opened a new position in Pioneer Natural Resource Co. worth $4.43M.

  • Advent Capital Management's largest Q4 2022 buy was Pioneer Natural Resource Co.: 19,400 shares worth $4.43M.
  • Advent Capital Management added most to Occidental Petroleum in Q4 2022, an estimated $2.04M increase.
  • Advent Capital Management's biggest Q4 2022 reduction was Enphase Energy, cutting an estimated $2.83M.
  • Advent Capital Management fully exited Bank of America Series L in Q4 2022, selling an estimated $191M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.76B portfolio in Q4 2022.
  • Advent Capital Management opened 18 new positions and closed 38 in Q4 2022.
  • Advent Capital Management's portfolio value rose 4.5% quarter-over-quarter to $5.76B.

Based on Advent Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.