ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+1.31%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$4.53B
AUM Growth
+$4.53B
Cap. Flow
+$29.1M
Cap. Flow %
0.64%
Top 10 Hldgs %
28.71%
Holding
205
New
19
Increased
10
Reduced
14
Closed
11

Top Buys

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$35.8M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$21M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.54M
4
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$9.46M
5
PCGU
PG&E Corporation
PCGU
$7.55M

Top Sells

1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$21.3M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
3
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$14.6M
4
SOLN
The Southern Company
SOLN
$10.6M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$8.99M

Sector Composition

1 Utilities 0.6%
2 Healthcare 0.29%
3 Technology 0.29%
4 Industrials 0.22%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.84B
$196M 4.32% 130,824 -6,010 -4% -$8.99M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$175M 3.86% 130,805 -3,498 -3% -$4.68M
SWT
3
DELISTED
Stanley Black & Decker, Inc.
SWT
$64.3M 1.42% 632,686 +3,248 +0.5% +$330K
DCUE
4
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$48.7M 1.07% 477,040 -153,334 -24% -$15.6M
NEE.PRP
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$44.8M 0.99% 955,437 +203,268 +27% +$9.54M
NEE.PRQ
6
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$35.8M 0.79% +755,500 New +$35.8M
AEPPL
7
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$33.1M 0.73% 672,913 -88,500 -12% -$4.36M
BSX.PRA
8
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$29.5M 0.65% 265,263 +85,063 +47% +$9.46M
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$28.2M 0.62% 618,083 -13,934 -2% -$635K
SOLN
10
DELISTED
The Southern Company
SOLN
$27.2M 0.6% 582,811 -226,549 -28% -$10.6M
NEE.PRO
11
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$21.9M 0.48% 402,739 -391,230 -49% -$21.3M
AEPPZ
12
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$21M 0.46% +427,276 New +$21M
CHNGU
13
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$20.5M 0.45% 386,526 -10,162 -3% -$539K
FLG.PRU
14
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$14.3M 0.32% 328,351 -12,845 -4% -$559K
AIZP
15
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$13.1M 0.29% 110,919 +34,519 +45% +$4.09M
IFFT
16
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$11.7M 0.26% 263,350 -9,091 -3% -$405K
QTS.PRB
17
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$11M 0.24% 77,584 +1,160 +2% +$165K
ENR.PRA
18
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$10.1M 0.22% 119,756 +31,669 +36% +$2.67M
PCGU
19
DELISTED
PG&E Corporation
PCGU
$7.55M 0.17% +77,073 New +$7.55M
ELAT
20
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$7M 0.15% 156,726 -97,924 -38% -$4.38M
MDT icon
21
Medtronic
MDT
$119B
$5.2M 0.11% 50,000 +10,000 +25% +$1.04M
HON icon
22
Honeywell
HON
$139B
$4.12M 0.09% 25,000 +5,000 +25% +$823K
LRCX icon
23
Lam Research
LRCX
$127B
$3.98M 0.09% +12,000 New +$3.98M
CAT icon
24
Caterpillar
CAT
$196B
$3.73M 0.08% +25,000 New +$3.73M
MCHP icon
25
Microchip Technology
MCHP
$35.1B
$3.6M 0.08% +35,000 New +$3.6M
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