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ACM

Advent Capital Management Portfolio holdings

AUM $4.46B
1-Year Est. Return 0.73%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$6.92B
AUM Growth
+$459M
Cap. Flow
-$5.18B
Cap. Flow %
-74.86%
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
2.7 quarters
Top 20 Avg Time Held Equity + Options
2.9 quarters
Avg Time Held Equity only
4.6 quarters
Top 10 Avg Time Held Equity only
2.7 quarters
Top 20 Avg Time Held Equity only
2.9 quarters

Top Buys

Rank Stock Value
1
NEE.PRR icon
NextEra Energy, Inc.
NEE.PRR
+$37.2M
2
BDC.PRB icon
Belden Inc.
BDC.PRB
+$23.8M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.73M
4
WFC icon
Wells Fargo
WFC
+$7.18M
5
ARE.PRD icon
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$5.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$21.4M
2
NEE.PRQ icon
NextEra Energy, Inc.
NEE.PRQ
+$20.7M
3
SWH
Stanley Black & Decker, Inc.
SWH
+$20.5M
4
DCUC
Dominion Energy, Inc.
DCUC
+$16.9M
5
SRCLP icon
Stericycle, Inc
SRCLP
+$8.94M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.02%
2 Healthcare 0.34%
3 Consumer Discretionary 0.19%
4 Communication Services 0.13%
5 Financials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.25B
$154M 2.22%
117,444
-15,944
-12% -$21.4M
2015 Q1
6 quarters
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.67B
$70.6M 1.02%
57,824
-3,101
-5% -$3.8M
2015 Q1
6 quarters
ANTX icon
3
DELISTED
Anthem, Inc.
ANTX
$59.8M 0.86%
1,371,242
-141,609
-9% -$6.24M
2015 Q2
5 quarters
ARE.PRD icon
4
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$50.1M 0.72%
1,421,834
+165,358
+13% +$5.8M
2015 Q4
3 quarters
KEY.PRG icon
5
DELISTED
KeyCorp Pfd
KEY.PRG
$39.9M 0.58%
292,339
-5,719
-2% -$779K
2015 Q1
6 quarters
FTRPR
6
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$39.4M 0.57%
469,937
-41,203
-8% -$3.81M
2015 Q2
5 quarters
NEE.PRR icon
7
DELISTED
NextEra Energy, Inc.
NEE.PRR
$36.7M 0.53%
+741,348
New +$37.2M
2016 Q3
0 quarters
BDC.PRB icon
8
DELISTED
Belden Inc.
BDC.PRB
$23.3M 0.34%
+232,585
New +$23.8M
2016 Q3
0 quarters
AMT.PRB icon
9
DELISTED
American Tower Corporation
AMT.PRB
$18.7M 0.27%
170,445
-11,635
-6% -$1.29M
2015 Q1
6 quarters
DCUC
10
DELISTED
Dominion Energy, Inc.
DCUC
$17.8M 0.26%
357,295
-329,518
-48% -$16.9M
2015 Q1
6 quarters
HES.PRA icon
11
DELISTED
Hess Corporation
HES.PRA
$14M 0.2%
211,931
-4,157
-2% -$276K
2016 Q2
1 quarter
TMUSP icon
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13M 0.19%
166,498
-20,298
-11% -$1.57M
2014 Q4
7 quarters
AEUA
13
DELISTED
Anadarko Petroleum Corporation
AEUA
$13M 0.19%
308,978
-10,091
-3% -$383K
2016 Q1
2 quarters
SWNC
14
DELISTED
Southwestern Energy Company
SWNC
$11.2M 0.16%
354,457
-58,045
-14% -$1.87M
2016 Q2
1 quarter
AA.PRB icon
15
DELISTED
Alcoa Inc
AA.PRB
$9.86M 0.14%
298,695
-11,385
-4% -$393K
2016 Q2
1 quarter
DCUD
16
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$9.62M 0.14%
+190,901
New +$9.73M
2016 Q3
0 quarters
WELL.PRI icon
17
DELISTED
Welltower Inc.
WELL.PRI
$8.91M 0.13%
133,000
+30,000
+29% +$2.06M
2015 Q1
6 quarters
GM icon
18
General Motors
GM
$72.6B
$8.58M 0.12%
270,000
+70,000
+35% +$2.19M
2016 Q2
1 quarter
RHT
19
DELISTED
Red Hat Inc
RHT
$8.2M 0.12%
101,466
+21,200
+26% +$1.58M
2014 Q3
8 quarters
CI icon
20
Cigna
CI
$74.6B
$7.43M 0.11%
57,000
– –
2015 Q2
5 quarters
NEE.PRQ icon
21
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$6.68M 0.1%
112,171
-337,650
-75% -$20.7M
2015 Q3
4 quarters
WFC icon
22
Wells Fargo
WFC
$253B
$6.64M 0.1%
+150,000
New +$7.18M
2016 Q3
0 quarters
SWH
23
DELISTED
Stanley Black & Decker, Inc.
SWH
$6.55M 0.09%
51,863
-164,565
-76% -$20.5M
2015 Q1
6 quarters
DYNC icon
24
DELISTED
Vistra Energy Corp.
DYNC
$5.61M 0.08%
67,715
+17,715
+35% +$1.65M
2016 Q2
1 quarter
BIIB icon
25
Biogen
BIIB
$33.3B
$5.32M 0.08%
17,000
+2,000
+13% +$592K
2015 Q3
4 quarters
1
2 3 4 5

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Advent Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, down from 99% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.

  • Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
  • Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
  • Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
  • Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
  • Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
  • Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.

Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.