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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.92B
AUM Growth
+$459M
Cap. Flow
-$5.18B
Cap. Flow %
-74.89%
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$37.2M
2
BDC.PRB
Belden Inc.
BDC.PRB
+$23.8M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.73M
4
WFC icon
Wells Fargo
WFC
+$7.18M
5
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$5.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$21.4M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$20.7M
3
SWH
Stanley Black & Decker, Inc.
SWH
+$20.5M
4
DCUC
Dominion Energy, Inc.
DCUC
+$16.9M
5
SRCLP
Stericycle, Inc
SRCLP
+$8.94M

Sector Composition

Rank Sector Weight
1 Healthcare 0.34%
2 Consumer Discretionary 0.19%
3 Communication Services 0.13%
4 Financials 0.12%
5 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$154M 2.22%
117,444
-15,944
-12% -$21.4M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.99B
$70.6M 1.02%
57,824
-3,101
-5% -$3.8M
ANTX
3
DELISTED
Anthem, Inc.
ANTX
$59.8M 0.86%
1,371,242
-141,609
-9% -$6.24M
ARE.PRD
4
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$50.1M 0.72%
1,421,834
+165,358
+13% +$5.8M
KEY.PRG
5
DELISTED
KeyCorp Pfd
KEY.PRG
$39.9M 0.58%
292,339
-5,719
-2% -$779K
FTRPR
6
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$39.4M 0.57%
469,937
-41,203
-8% -$3.81M
NEE.PRR
7
DELISTED
NextEra Energy, Inc.
NEE.PRR
$36.7M 0.53%
+741,348
New +$37.2M
BDC.PRB
8
DELISTED
Belden Inc.
BDC.PRB
$23.3M 0.34%
+232,585
New +$23.8M
AMT.PRB
9
DELISTED
American Tower Corporation
AMT.PRB
$18.7M 0.27%
170,445
-11,635
-6% -$1.29M
DCUC
10
DELISTED
Dominion Energy, Inc.
DCUC
$17.8M 0.26%
357,295
-329,518
-48% -$16.9M
HES.PRA
11
DELISTED
Hess Corporation
HES.PRA
$14M 0.2%
211,931
-4,157
-2% -$276K
TMUSP
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13M 0.19%
166,498
-20,298
-11% -$1.57M
AEUA
13
DELISTED
Anadarko Petroleum Corporation
AEUA
$13M 0.19%
308,978
-10,091
-3% -$383K
SWNC
14
DELISTED
Southwestern Energy Company
SWNC
$11.2M 0.16%
354,457
-58,045
-14% -$1.87M
AA.PRB
15
DELISTED
Alcoa Inc
AA.PRB
$9.86M 0.14%
298,695
-11,385
-4% -$393K
DCUD
16
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$9.62M 0.14%
+190,901
New +$9.73M
WELL.PRI
17
DELISTED
Welltower Inc.
WELL.PRI
$8.91M 0.13%
133,000
+30,000
+29% +$2.06M
GM icon
18
General Motors
GM
$76.8B
$8.58M 0.12%
270,000
+70,000
+35% +$2.19M
RHT
19
DELISTED
Red Hat Inc
RHT
$8.2M 0.12%
101,466
+21,200
+26% +$1.58M
CI icon
20
Cigna
CI
$74.6B
$7.43M 0.11%
57,000
– –
NEE.PRQ
21
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$6.68M 0.1%
112,171
-337,650
-75% -$20.7M
WFC icon
22
Wells Fargo
WFC
$264B
$6.64M 0.1%
+150,000
New +$7.18M
SWH
23
DELISTED
Stanley Black & Decker, Inc.
SWH
$6.55M 0.09%
51,863
-164,565
-76% -$20.5M
DYNC
24
DELISTED
Vistra Energy Corp.
DYNC
$5.61M 0.08%
67,715
+17,715
+35% +$1.65M
BIIB icon
25
Biogen
BIIB
$30.7B
$5.32M 0.08%
17,000
+2,000
+13% +$592K
1
2 3 4 5

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Advent Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.34% of assets, up from 0.27% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.

  • Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
  • Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
  • Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
  • Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
  • Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
  • Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.

Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.