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ACM

Advent Capital Management Portfolio holdings

AUM $4.46B
1-Year Est. Return 0.73%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$6.49B
AUM Growth
-$218M
Cap. Flow
-$5.78B
Cap. Flow %
-89.1%
Top 10 Hldgs %
12.12%
Holding
479
New
24
Increased
20
Reduced
33
Closed
14
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
2.1 quarters
Top 20 Avg Time Held Equity + Options
2.4 quarters
Avg Time Held Equity only
2.7 quarters
Top 10 Avg Time Held Equity only
2.1 quarters
Top 20 Avg Time Held Equity only
2.4 quarters

Top Buys

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$35.7M
2
DCUC
Dominion Energy, Inc.
DCUC
+$25.5M
3
AA.PRB icon
Alcoa Inc
AA.PRB
+$16.2M
4
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.97M
5
EXCU
Exelon Corporation
EXCU
+$8.74M

Top Sells

Rank Stock Value
1
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$11.5M
2
GM icon
General Motors
GM
+$5.54M
3
F icon
Ford
F
+$4.34M
4
SWH
Stanley Black & Decker, Inc.
SWH
+$1.71M
5
DCH icon
Dauch Corp
DCH
+$1.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.09%
2 Technology 0.42%
3 Communication Services 0.33%
4 Financials 0.31%
5 Consumer Discretionary 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UTX.PRA
1
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$63.6M 0.98%
1,077,752
+163,400
+18% +$9.97M
2013 Q4
3 quarters
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.67B
$50M 0.77%
43,652
– –
2013 Q4
3 quarters
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.25B
$49.8M 0.77%
41,428
+50
+0.1% +$60.4K
2013 Q4
3 quarters
KEY.PRG icon
4
DELISTED
KeyCorp Pfd
KEY.PRG
$42M 0.65%
320,332
– –
2013 Q4
3 quarters
TSNU
5
DELISTED
Tyson Foods, Inc.
TSNU
$36.5M 0.56%
+723,759
New +$35.7M
2014 Q3
0 quarters
DCUC
6
DELISTED
Dominion Energy, Inc.
DCUC
$24.9M 0.38%
+500,500
New +$25.5M
2014 Q3
0 quarters
NEE.PRO icon
7
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$24.1M 0.37%
401,633
– –
2013 Q4
3 quarters
AMT.PRA icon
8
DELISTED
American Tower Corporation
AMT.PRA
$23.7M 0.37%
219,300
– –
2014 Q2
1 quarter
SWH
9
DELISTED
Stanley Black & Decker, Inc.
SWH
$20.7M 0.32%
184,636
-15,000
-8% -$1.71M
2013 Q4
3 quarters
SWU
10
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$17.3M 0.27%
131,935
– –
2013 Q4
3 quarters
AA.PRB icon
11
DELISTED
Alcoa Inc
AA.PRB
$16.2M 0.25%
+325,000
New +$16.2M
2014 Q3
0 quarters
DCUA
12
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$14.3M 0.22%
255,542
– –
2013 Q4
3 quarters
MLU
13
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$13.9M 0.21%
449,870
-366,500
-45% -$11.5M
2013 Q4
3 quarters
WY.PRA icon
14
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$9.91M 0.15%
183,555
+149,037
+432% +$8.4M
2013 Q4
3 quarters
C icon
15
Citigroup
C
$217B
$9.65M 0.15%
186,200
– –
2014 Q2
1 quarter
EXCU
16
DELISTED
Exelon Corporation
EXCU
$8.79M 0.14%
+172,850
New +$8.74M
2014 Q3
0 quarters
WYNN icon
17
Wynn Resorts
WYNN
$7.74B
$7.59M 0.12%
40,550
-5,000
-11% -$988K
2014 Q2
1 quarter
WELL.PRI icon
18
DELISTED
Welltower Inc.
WELL.PRI
$7.19M 0.11%
125,810
– –
2013 Q4
3 quarters
GM icon
19
General Motors
GM
$72.6B
$6.34M 0.1%
198,599
-158,841
-44% -$5.54M
2013 Q4
3 quarters
VOD icon
20
Vodafone
VOD
$36B
$6.33M 0.1%
192,575
– –
2014 Q1
2 quarters
VZ icon
21
Verizon
VZ
$173B
$5.36M 0.08%
107,201
-699
-0.6% -$34.7K
2014 Q1
2 quarters
DFS icon
22
DELISTED
Discover Financial Services
DFS
$5.1M 0.08%
79,249
-751
-0.9% -$47.1K
2014 Q2
1 quarter
BA icon
23
Boeing
BA
$150B
$5.09M 0.08%
40,000
– –
2014 Q2
1 quarter
LRCX icon
24
Lam Research
LRCX
$399B
$4.94M 0.08%
661,210
+303,010
+85% +$2.16M
2014 Q1
2 quarters
HPQ icon
25
HP
HPQ
$27.2B
$4.61M 0.07%
286,260
– –
2014 Q2
1 quarter
1
2 3 4

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AP
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Advent Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advent Capital Management held 479 positions worth $6.49B, down 3.2% from $6.7B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Advent Capital Management withdrew a net $5.78B in Q3 2014, closing 14 positions and reducing 33 holdings. Its most notable exit was Ford, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Advent Capital Management opened a new position in Tyson Foods, Inc. worth $36.5M.

  • Advent Capital Management's largest Q3 2014 buy was Tyson Foods, Inc.: 723,759 shares worth $36.5M.
  • Advent Capital Management added most to UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2014, an estimated $9.97M increase.
  • Advent Capital Management's biggest Q3 2014 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $11.5M.
  • Advent Capital Management fully exited Ford in Q3 2014, selling an estimated $4.34M.
  • Advent Capital Management's ten largest holdings make up 12% of its $6.49B portfolio in Q3 2014.
  • Advent Capital Management opened 24 new positions and closed 14 in Q3 2014.
  • Advent Capital Management's portfolio value fell 3.2% quarter-over-quarter to $6.49B.

Based on Advent Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.