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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.49B
AUM Growth
-$218M
Cap. Flow
-$5.78B
Cap. Flow %
-89.08%
Top 10 Hldgs %
12.12%
Holding
479
New
24
Increased
20
Reduced
33
Closed
14

Top Buys

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$35.7M
2
DCUC
Dominion Energy, Inc.
DCUC
+$25.5M
3
AA.PRB
Alcoa Inc
AA.PRB
+$16.2M
4
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.97M
5
EXCU
Exelon Corporation
EXCU
+$8.74M

Top Sells

Rank Stock Value
1
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$11.5M
2
GM icon
General Motors
GM
+$5.54M
3
F icon
Ford
F
+$4.34M
4
SWH
Stanley Black & Decker, Inc.
SWH
+$1.71M
5
DCH
Dauch Corp
DCH
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 0.38%
2 Communication Services 0.33%
3 Financials 0.31%
4 Consumer Discretionary 0.26%
5 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTX.PRA
1
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$63.6M 0.98%
1,077,752
+163,400
+18% +$9.97M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.99B
$50M 0.77%
43,652
– –
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$49.8M 0.77%
41,428
+50
+0.1% +$60.4K
KEY.PRG
4
DELISTED
KeyCorp Pfd
KEY.PRG
$42M 0.65%
320,332
– –
TSNU
5
DELISTED
Tyson Foods, Inc.
TSNU
$36.5M 0.56%
+723,759
New +$35.7M
DCUC
6
DELISTED
Dominion Energy, Inc.
DCUC
$24.9M 0.38%
+500,500
New +$25.5M
NEE.PRO
7
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$24.1M 0.37%
401,633
– –
AMT.PRA
8
DELISTED
American Tower Corporation
AMT.PRA
$23.7M 0.37%
219,300
– –
SWH
9
DELISTED
Stanley Black & Decker, Inc.
SWH
$20.7M 0.32%
184,636
-15,000
-8% -$1.71M
SWU
10
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$17.3M 0.27%
131,935
– –
AA.PRB
11
DELISTED
Alcoa Inc
AA.PRB
$16.2M 0.25%
+325,000
New +$16.2M
DCUA
12
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$14.3M 0.22%
255,542
– –
MLU
13
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$13.9M 0.21%
449,870
-366,500
-45% -$11.5M
WY.PRA
14
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$9.91M 0.15%
183,555
+149,037
+432% +$8.4M
C icon
15
Citigroup
C
$226B
$9.65M 0.15%
186,200
– –
EXCU
16
DELISTED
Exelon Corporation
EXCU
$8.79M 0.14%
+172,850
New +$8.74M
WYNN icon
17
Wynn Resorts
WYNN
$10.6B
$7.59M 0.12%
40,550
-5,000
-11% -$988K
WELL.PRI
18
DELISTED
Welltower Inc.
WELL.PRI
$7.19M 0.11%
125,810
– –
GM icon
19
General Motors
GM
$76.8B
$6.34M 0.1%
198,599
-158,841
-44% -$5.54M
VOD icon
20
Vodafone
VOD
$37.4B
$6.33M 0.1%
192,575
– –
VZ icon
21
Verizon
VZ
$196B
$5.36M 0.08%
107,201
-699
-0.6% -$34.7K
DFS
22
DELISTED
Discover Financial Services
DFS
$5.1M 0.08%
79,249
-751
-0.9% -$47.1K
BA icon
23
Boeing
BA
$185B
$5.09M 0.08%
40,000
– –
LRCX icon
24
Lam Research
LRCX
$390B
$4.94M 0.08%
661,210
+303,010
+85% +$2.16M
HPQ icon
25
HP
HPQ
$27.5B
$4.61M 0.07%
286,260
– –
1
2 3 4

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Advent Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advent Capital Management held 479 positions worth $6.49B, down 3.2% from $6.7B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Advent Capital Management withdrew a net $5.78B in Q3 2014, closing 14 positions and reducing 33 holdings. Its most notable exit was Ford, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.38% of assets, up from 0.22% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Advent Capital Management opened a new position in Tyson Foods, Inc. worth $36.5M.

  • Advent Capital Management's largest Q3 2014 buy was Tyson Foods, Inc.: 723,759 shares worth $36.5M.
  • Advent Capital Management added most to UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2014, an estimated $9.97M increase.
  • Advent Capital Management's biggest Q3 2014 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $11.5M.
  • Advent Capital Management fully exited Ford in Q3 2014, selling an estimated $4.34M.
  • Advent Capital Management's ten largest holdings make up 12% of its $6.49B portfolio in Q3 2014.
  • Advent Capital Management opened 24 new positions and closed 14 in Q3 2014.
  • Advent Capital Management's portfolio value fell 3.2% quarter-over-quarter to $6.49B.

Based on Advent Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.