ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+1.36%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$5.87B
AUM Growth
+$5.87B
Cap. Flow
+$620M
Cap. Flow %
10.57%
Top 10 Hldgs %
21.64%
Holding
341
New
44
Increased
12
Reduced
16
Closed
30

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$199M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$113M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$98.5M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$74.2M
5
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$46.2M

Top Sells

1
SWT
Stanley Black & Decker, Inc.
SWT
$6.14M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.2M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.92M
4
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$4.48M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.41M

Sector Composition

1 Consumer Discretionary 0.51%
2 Utilities 0.4%
3 Healthcare 0.3%
4 Financials 0.21%
5 Energy 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.84B
$199M 3.35% +137,053 New +$199M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$113M 1.9% +75,503 New +$113M
KKR.PRC
3
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$98.5M 1.66% +1,057,854 New +$98.5M
SWT
4
DELISTED
Stanley Black & Decker, Inc.
SWT
$80.3M 1.35% 734,191 -56,193 -7% -$6.14M
AVGOP
5
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$74.2M 1.25% +35,797 New +$74.2M
AEPPZ
6
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$66.6M 1.12% 1,272,139 +177,573 +16% +$9.3M
NEE.PRQ
7
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$64.2M 1.08% 1,111,664 -77,637 -7% -$4.48M
NIMC
8
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$63.4M 1.07% 565,500 +70,000 +14% +$7.85M
DHR.PRB
9
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$46.2M 0.78% +26,406 New +$46.2M
BSX.PRA
10
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$38.8M 0.65% +338,877 New +$38.8M
NEE.PRP
11
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$36.2M 0.61% 629,769 -69,006 -10% -$3.96M
DCUE
12
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$31.1M 0.52% 309,763 -43,912 -12% -$4.41M
SOLN
13
DELISTED
The Southern Company
SOLN
$23.3M 0.39% 432,913 -37,400 -8% -$2.01M
DTP
14
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$22.5M 0.38% 437,333 +4,000 +0.9% +$206K
ELAT
15
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$20.6M 0.35% 462,428 -110,560 -19% -$4.92M
RBCP
16
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$18.2M 0.31% 171,915 +5,915 +4% +$627K
AESC
17
DELISTED
The AES Corporation
AESC
$15.5M 0.26% 161,342 -6,678 -4% -$640K
AVTR.PRA
18
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14.2M 0.24% +109,765 New +$14.2M
BDXB
19
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$13.2M 0.22% +252,222 New +$13.2M
PARAP
20
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$11.1M 0.19% +222,963 New +$11.1M
FLG.PRU
21
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$10.5M 0.18% 198,323 +258 +0.1% +$13.6K
PCGU
22
DELISTED
PG&E Corporation
PCGU
$9.82M 0.17% 84,719 -36,281 -30% -$4.2M
COP icon
23
ConocoPhillips
COP
$124B
$6.5M 0.11% 90,000 – –
NEE.PRO
24
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.18M 0.1% 90,896 -76,500 -46% -$5.2M
CFXA
25
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$5.56M 0.09% 30,000 – –
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