ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
-0.49%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$5.43B
AUM Growth
+$5.43B
Cap. Flow
-$171M
Cap. Flow %
-3.16%
Top 10 Hldgs %
22.02%
Holding
281
New
15
Increased
9
Reduced
14
Closed
36

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$36.6M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$7.96M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$4.61M
4
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$4.24M
5
ENPH icon
Enphase Energy
ENPH
$2.65M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$50.9M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$29.7M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$21.2M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$19.8M
5
SOLN
The Southern Company
SOLN
$19.5M

Sector Composition

1 Energy 0.12%
2 Technology 0.11%
3 Healthcare 0.01%
4 Communication Services 0.01%
5 Financials 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.84B
$189M 3.43% 161,112 +6,770 +4% +$7.96M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$137M 2.48% 117,009 +31,224 +36% +$36.6M
NEE.PRQ
3
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$71.9M 1.3% 1,476,675 -84,789 -5% -$4.13M
KKR.PRC
4
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$68M 1.23% 1,245,181 +84,495 +7% +$4.61M
NIMC
5
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$61M 1.11% 607,632 +42,200 +7% +$4.24M
AEPPZ
6
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$50.9M 0.92% 1,025,425 -83,061 -7% -$4.12M
BSX.PRA
7
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$23.9M 0.43% 233,351 -43,269 -16% -$4.44M
DHR.PRB
8
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$22.8M 0.41% 16,986 -7,520 -31% -$10.1M
SWT
9
DELISTED
Stanley Black & Decker, Inc.
SWT
$17.7M 0.32% 361,966 -393,000 -52% -$19.2M
AESC
10
DELISTED
The AES Corporation
AESC
$15.6M 0.28% 177,501 +5,673 +3% +$500K
DTP
11
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$11.8M 0.21% 235,177 -311,556 -57% -$15.6M
FLG.PRU
12
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$8.82M 0.16% 204,068 -4,896 -2% -$211K
NEE.PRP
13
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$7.11M 0.13% 142,695 -425,280 -75% -$21.2M
ENPH icon
14
Enphase Energy
ENPH
$4.93B
$2.78M 0.05% 10,019 +9,554 +2,055% +$2.65M
VLO icon
15
Valero Energy
VLO
$47.2B
$2.67M 0.05% 25,000 – –
COP icon
16
ConocoPhillips
COP
$124B
$2.05M 0.04% 20,000 -10,000 -33% -$1.02M
IBM icon
17
IBM
IBM
$227B
$1.78M 0.03% +15,000 New +$1.78M
AQNU
18
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$1.51M 0.03% +40,000 New +$1.51M
OXY icon
19
Occidental Petroleum
OXY
$46.9B
$1.23M 0.02% 20,000 – –
NOVA
20
DELISTED
Sunnova Energy
NOVA
$949K 0.02% +42,981 New +$949K
EQT icon
21
EQT Corp
EQT
$32.4B
$815K 0.01% 20,000 -40,000 -67% -$1.63M
BDXB
22
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$786K 0.01% 16,778 – –
AVK
23
Advent Convertible and Income Fund
AVK
$550M
$628K 0.01% 59,048 – –
HZNP
24
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$588K 0.01% +9,500 New +$588K
LMACA
25
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$391K 0.01% 39,330 – –
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