We are live on ! Find out more
ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.29B
AUM Growth
-$477M
Cap. Flow
-$4.55B
Cap. Flow %
-86.12%
Top 10 Hldgs %
23.56%
Holding
250
New
30
Increased
7
Reduced
3
Closed
34

Top Buys

Rank Stock Value
1
JCI icon
Johnson Controls International
JCI
+$3.84M
2
GHY
PGIM Global High Yield Fund
GHY
+$2.28M
3
CMA
Comerica
CMA
+$2.24M
4
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.14M
5
PNC icon
PNC Financial Services
PNC
+$1.96M

Top Sells

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$4.43M
2
LOW icon
Lowe's Companies
LOW
+$2.99M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.66M
4
VLO icon
Valero Energy
VLO
+$2.54M
5
ASML icon
ASML
ASML
+$2.46M

Sector Composition

Rank Sector Weight
1 Industrials 0.16%
2 Energy 0.16%
3 Healthcare 0.13%
4 Communication Services 0.08%
5 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.99B
– –
0
– –
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
0
– –
NEE.PRQ
3
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
0
– –
NIMC
4
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
– –
0
– –
KKR.PRC
5
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
0
– –
SPY icon
6
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$40.9M 0.77%
100,000
-105,500
-51% -$42.1M
AEPPZ
7
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
0
– –
GTLS.PRB
8
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
– –
0
– –
NEE.PRR
9
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
– –
0
– –
AESC
10
DELISTED
The AES Corporation
AESC
– –
0
– –
DHR.PRB
11
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
– –
0
– –
FLG.PRU
12
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
– –
0
– –
BAC icon
13
CALL
Bank of America
BAC
$442B
$5.72M 0.11%
+200,000
New +$6.6M
BSX.PRA
14
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
0
– –
PH icon
15
Parker-Hannifin
PH
$135B
$4.71M 0.09%
14,000
+1,000
+8% +$331K
SOFI icon
16
CALL
SoFi Technologies
SOFI
$23.7B
$3.95M 0.07%
+650,000
New +$3.94M
IBM icon
17
IBM
IBM
$224B
$3.93M 0.07%
30,000
+5,000
+20% +$669K
JCI icon
18
Johnson Controls International
JCI
$92.2B
$3.61M 0.07%
+60,000
New +$3.84M
PARAP
19
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
– –
0
– –
ABBV icon
20
AbbVie
ABBV
$435B
$3.19M 0.06%
20,000
+5,000
+33% +$764K
HAL icon
21
Halliburton
HAL
$26.6B
$3.16M 0.06%
100,000
– –
OXY icon
22
Occidental Petroleum
OXY
$55.9B
$3.12M 0.06%
50,000
– –
AAL icon
23
CALL
American Airlines Group
AAL
$10.6B
$2.95M 0.06%
+200,000
New +$3.12M
SNV
24
PUT
DELISTED
Synovus
SNV
$2.93M 0.06%
+95,100
New +$3.62M
BMRN icon
25
CALL
BioMarin Pharmaceuticals
BMRN
$12.4B
$2.92M 0.06%
+30,000
New +$3.11M
1
2 3 4

Similar funds

GCM
Ghisallo Capital Management Boston, Massachusetts $3.63B AUM 30.51% 1-Year Est. Return
VI
Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
OCM
One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return
AA
Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return
GCM
Gates Capital Management New York $3.66B AUM 12.63% 1-Year Est. Return
MTIM
Marathon Trading Investment Management Radnor, Pennsylvania $3.67B AUM 21.97% 1-Year Est. Return

Advent Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Advent Capital Management held 250 positions worth $5.29B, down 8.3% from $5.76B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Advent Capital Management withdrew a net $4.55B in Q1 2023, closing 34 positions and reducing 3 holdings. Its most notable exit was Pioneer Natural Resource Co., an estimated $4.43M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.16% of assets, up from 0.07% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Advent Capital Management opened a new position in Johnson Controls International worth $3.61M.

  • Advent Capital Management's largest Q1 2023 buy was Johnson Controls International: 60,000 shares worth $3.61M.
  • Advent Capital Management added most to EQT Corp in Q1 2023, an estimated $1.28M increase.
  • Advent Capital Management's biggest Q1 2023 reduction was Snap, cutting an estimated $72.1K.
  • Advent Capital Management fully exited Pioneer Natural Resource Co. in Q1 2023, selling an estimated $4.43M.
  • Advent Capital Management's ten largest holdings make up 24% of its $5.29B portfolio in Q1 2023.
  • Advent Capital Management opened 30 new positions and closed 34 in Q1 2023.
  • Advent Capital Management's portfolio value fell 8.3% quarter-over-quarter to $5.29B.

Based on Advent Capital Management's 13F filing for Q1 2023, filed 12 May 2023.