ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
-3.19%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$4.6B
AUM Growth
+$4.6B
Cap. Flow
+$32.7M
Cap. Flow %
0.71%
Top 10 Hldgs %
27.33%
Holding
250
New
21
Increased
9
Reduced
18
Closed
30

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$30.3M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$23.4M
3
SWT
Stanley Black & Decker, Inc.
SWT
$21.1M
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$18.1M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$12.4M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$19.4M
2
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$18.7M
3
SIX
Six Flags Entertainment Corp.
SIX
$7.67M
4
WDC icon
Western Digital
WDC
$7.3M
5
DTP
DTE Energy Company 2019 Corporate Units
DTP
$6.51M

Sector Composition

1 Utilities 0.93%
2 Communication Services 0.29%
3 Consumer Discretionary 0.24%
4 Healthcare 0.2%
5 Consumer Staples 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAC.PRL icon
1
Bank of America Series L
BAC.PRL
$3.84B
$179M 3.89% 140,359 +23,797 +20% +$30.3M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$168M 3.65% 131,714 +18,344 +16% +$23.4M
AVGOP
3
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$63M 1.37% 66,437 -2,038 -3% -$1.93M
DCUE
4
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$60.2M 1.31% 643,024 +104,788 +19% +$9.81M
NEE.PRO
5
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$49M 1.07% 996,100 -48,250 -5% -$2.38M
SWT
6
DELISTED
Stanley Black & Decker, Inc.
SWT
$43.4M 0.94% 622,838 +302,411 +94% +$21.1M
SOLN
7
DELISTED
The Southern Company
SOLN
$42.8M 0.93% 928,860 -74,406 -7% -$3.43M
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$38.1M 0.83% 782,913 -15,542 -2% -$757K
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$30M 0.65% 757,817 -164,510 -18% -$6.51M
DHR.PRA
10
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$29.3M 0.64% 28,016 -2,624 -9% -$2.75M
NEE.PRP
11
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$18.1M 0.39% +415,969 New +$18.1M
FTV.PRA
12
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$17.4M 0.38% 23,836 -3,228 -12% -$2.36M
CHNGU
13
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$16.2M 0.35% 381,688 +292,048 +326% +$12.4M
CCI.PRA
14
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$15.6M 0.34% 12,096 -2,320 -16% -$3M
FLG.PRU
15
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$14.3M 0.31% 340,408 +30,969 +10% +$1.3M
QTS.PRB
16
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$13.2M 0.29% 100,624 -14,300 -12% -$1.87M
IFFT
17
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$12.8M 0.28% 330,041 -149,212 -31% -$5.77M
GFLU
18
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$10.7M 0.23% +250,600 New +$10.7M
SWP
19
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$9.66M 0.21% 131,970 -255,608 -66% -$18.7M
AVTR.PRA
20
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$8.66M 0.19% 191,627 +20,900 +12% +$944K
ENR.PRA
21
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$5.93M 0.13% 88,087 -79,900 -48% -$5.38M
DIS icon
22
Walt Disney
DIS
$213B
$5.8M 0.13% +60,000 New +$5.8M
MCD icon
23
McDonald's
MCD
$224B
$5.79M 0.13% +35,000 New +$5.79M
PFE icon
24
Pfizer
PFE
$141B
$4.9M 0.11% +150,000 New +$4.9M
BDXA
25
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.89M 0.11% 89,118 -352,935 -80% -$19.4M
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