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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.81B
AUM Growth
+$319M
Cap. Flow
-$5.45B
Cap. Flow %
-80.14%
Top 10 Hldgs %
13.57%
Holding
526
New
57
Increased
9
Reduced
13
Closed
82

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$5.46M
2
AAL icon
American Airlines Group
AAL
+$5.17M
3
INTC icon
Intel
INTC
+$5.06M
4
DD icon
DuPont de Nemours
DD
+$4.81M
5
GSK icon
GSK
GSK
+$4.74M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$63.9M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$50.6M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$50.1M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$41.9M
5
TSNU
Tyson Foods, Inc.
TSNU
+$36.8M

Sector Composition

Rank Sector Weight
1 Technology 0.26%
2 Healthcare 0.18%
3 Consumer Discretionary 0.16%
4 Industrials 0.12%
5 Energy 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
-41,428
Closed -$50.1M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.99B
– –
-43,652
Closed -$50.6M
UTX.PRA
3
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-1,077,752
Closed -$63.9M
TSNU
4
DELISTED
Tyson Foods, Inc.
TSNU
– –
-723,759
Closed -$36.8M
KEY.PRG
5
DELISTED
KeyCorp Pfd
KEY.PRG
– –
-320,332
Closed -$41.9M
NEE.PRO
6
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
– –
-401,633
Closed -$25.7M
DCUC
7
DELISTED
Dominion Energy, Inc.
DCUC
– –
-500,500
Closed -$25.7M
AA.PRB
8
DELISTED
Alcoa Inc
AA.PRB
– –
-325,000
Closed -$16.5M
AMT.PRA
9
DELISTED
American Tower Corporation
AMT.PRA
– –
-219,300
Closed -$24.2M
SWH
10
DELISTED
Stanley Black & Decker, Inc.
SWH
– –
-184,636
Closed -$21.2M
SWU
11
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-131,935
Closed -$17.6M
WY.PRA
12
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-183,555
Closed -$10.4M
DCUA
13
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
-255,542
Closed -$14.8M
INTC icon
14
Intel
INTC
$513B
$9.71M 0.14%
267,546
+145,337
+119% +$5.06M
EXCU
15
DELISTED
Exelon Corporation
EXCU
– –
-172,850
Closed -$9.08M
AAL icon
16
American Airlines Group
AAL
$10.6B
$6.44M 0.09%
+120,000
New +$5.17M
TMUSP
17
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
– –
0
– –
GILD icon
18
Gilead Sciences
GILD
$165B
$4.98M 0.07%
+52,800
New +$5.46M
DD icon
19
DuPont de Nemours
DD
$19.2B
$4.56M 0.07%
+39,488
New +$4.81M
GSK icon
20
GSK
GSK
$106B
$4.53M 0.07%
+84,762
New +$4.74M
CIEN icon
21
Ciena
CIEN
$58.4B
$4.21M 0.06%
216,922
+200,622
+1,231% +$3.35M
WELL.PRI
22
DELISTED
Welltower Inc.
WELL.PRI
– –
-125,810
Closed -$7.96M
OXY icon
23
Occidental Petroleum
OXY
$55.9B
$4.03M 0.06%
50,085
+31,297
+167% +$2.6M
DCUB
24
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-65,500
Closed -$3.8M
NEE.PRP
25
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
– –
-79,565
Closed -$4.45M
1
2 3 4 5

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Advent Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Advent Capital Management held 526 positions worth $6.81B, up 4.9% from $6.49B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Advent Capital Management withdrew a net $5.45B in Q4 2014, closing 82 positions and reducing 13 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $63.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.26% of assets, down from 0.38% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Advent Capital Management opened a new position in Gilead Sciences worth $4.98M.

  • Advent Capital Management's largest Q4 2014 buy was Gilead Sciences: 52,800 shares worth $4.98M.
  • Advent Capital Management added most to Intel in Q4 2014, an estimated $5.06M increase.
  • Advent Capital Management's biggest Q4 2014 reduction was Citigroup, cutting an estimated $9.67M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q4 2014, selling an estimated $63.9M.
  • Advent Capital Management's ten largest holdings make up 14% of its $6.81B portfolio in Q4 2014.
  • Advent Capital Management opened 57 new positions and closed 82 in Q4 2014.
  • Advent Capital Management's portfolio value rose 4.9% quarter-over-quarter to $6.81B.

Based on Advent Capital Management's 13F filing for Q4 2014, filed 26 Feb 2015.