Advent Capital Management’s DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) DCUA Stock Holding History

Advent Capital Management’s Portfolio DCUA Stock Details DCUA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-144,810	Closed	-$7.75M	–	521
2015 Q4	$7.75M	Hold	144,810	–	–	0.12%	166
2015 Q3	$8.02M	Hold	144,810	–	–	0.12%	173
2015 Q2	$7.76M	Sell	144,810 -32,285	-18%	-$1.81M	0.11%	196
2015 Q1	$9.95M	Buy	+177,095	New	+$10.4M	0.14%	180
2014 Q4	–	Sell	-255,542	Closed	-$14.8M	–	169
2014 Q3	$14.3M	Hold	255,542	–	–	0.22%	149
2014 Q2	$14.7M	Hold	255,542	–	–	0.22%	155
2014 Q1	$14.7M	Buy	+255,542	New	+$14.4M	0.23%	157
2013 Q4	–	Hold	0	–	–	–	142
2013 Q3	–	Sell	-288,000	Closed	-$14.9M	–	128
2013 Q2	$14.4M	Buy	+288,000	New	+$14.3M	0.23%	157

Other funds holding DCUA

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

CAM

Camden Asset Management Los Angeles, California $2.94B AUM 14.59% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 26.7% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

KKRC

Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 58.96% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Equitec Specialists Chicago, Illinois $708K AUM 25.27% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Advent Capital Management's DCUA Position: Q1 2016 in Review

Advent Capital Management sold out of DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) (DCUA) in Q1 2016, closing a stake of 144,810 shares — an estimated $7.75M sold.

Advent Capital Management first reported a position in DCUA in Q2 2013 and held it in 8 quarters. The position peaked at $14.7M in Q1 2014. 32 funds tracked by Wall St. Rank hold DCUA as of Q1 2016.

Advent Capital Management reported no remaining DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position as of Q1 2016 after selling out during the quarter.
Advent Capital Management sold 144,810 DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) shares in Q1 2016, an estimated $7.75M.
Advent Capital Management first reported a position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2013 and held it in 8 quarters.
Advent Capital Management's DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position peaked at $14.7M in Q1 2014.
32 funds tracked by Wall St. Rank held DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) as of Q1 2016.

Based on Advent Capital Management's 13F filing for Q1 2016, filed 13 May 2016.