Advent Capital Management’s Ares Capital ARCC Stock Holding History

Advent Capital Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-63,300	Closed	-$1.04M	–	265
2016 Q4	$1.04M	Buy	+63,300	New	+$996K	0.02%	186
2016 Q1	–	Sell	-200,000	Closed	-$2.88M	–	442
2015 Q4	$2.88M	Buy	200,000 +160,000	+400%	+$2.43M	0.04%	276
2015 Q3	$579K	Buy	+40,000	New	+$628K	0.01%	391

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Advent Capital Management's ARCC Position: Q1 2017 in Review

Advent Capital Management sold out of Ares Capital (ARCC) in Q1 2017, closing a stake of 63,300 shares — an estimated $1.04M sold.

Advent Capital Management first reported a position in ARCC in Q3 2015 and held it in 3 quarters. The position peaked at $2.88M in Q4 2015. 426 funds tracked by Wall St. Rank hold ARCC as of Q1 2017.

Advent Capital Management reported no remaining Ares Capital position as of Q1 2017 after selling out during the quarter.
Advent Capital Management sold 63,300 Ares Capital shares in Q1 2017, an estimated $1.04M.
Advent Capital Management first reported a position in Ares Capital in Q3 2015 and held it in 3 quarters.
Advent Capital Management's Ares Capital position peaked at $2.88M in Q4 2015.
426 funds tracked by Wall St. Rank held Ares Capital as of Q1 2017.

Based on Advent Capital Management's 13F filing for Q1 2017, filed 5 May 2017.