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Innovator US Equity Ultra Buffer ETF October
UOCT

69 hedge funds and large institutions have $88.7M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.73% more ownership

Funds ownership: 62.95% → 63.68% (+0.73%)

12% less funds holding

Funds holding: 78 → 69 (-9)

13% less capital invested

Capital invested by funds: $102M → $88.7M (-$13.3M)

18% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 22

50% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 16

Holders
69
Holders Change
-9
Holders Change %
-11.54%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
18
Reduced
22
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$4.35M
2
KAS
Kestra Advisory Services
Texas
+$898K
3
BCM
Brookstone Capital Management
Illinois
+$817K
4
Citadel Advisors
Citadel Advisors
Florida
+$784K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$718K

Top Sellers

Rank Fund Capital Flow
1
Raymond James Financial
Raymond James Financial
Florida
-$12.4M
2
EMAM
Encompass More Asset Management
California
-$4.57M
3
ATS
Ashton Thomas Securities
New York
-$2.33M
4
DLHL
Donald L. Hagan LLC
Florida
-$1.97M
5
OMC
Old Mission Capital
Illinois
-$1.08M
Name Holding Trade Value Shares
Change 		Change in
Stake
KWA
26
Kellett Wealth Advisors
Ohio
$845K – – –
HI
27
Harbour Investments
Wisconsin
$839K – – –
SWM
28
Spire Wealth Management
Virginia
$833K -$3.39K -90 -0.4%
Citadel Advisors
29
Citadel Advisors
Florida
$800K +$784K +20,811 New
WS
30
Wedbush Securities
California
$752K – – –
FIA
31
Foundations Investment Advisors
Arizona
$699K +$685K +18,191 New
CF
32
Centaurus Financial
California
$696K -$17.7K -471 -3%
MFG
33
MTM Financial Group
Pennsylvania
$674K – – –
VPF
34
Vantage Point Financial
Illinois
$639K -$74K -1,964 -11%
W
35
WorthPointe
California
$619K +$10.4K +276 +2%
BFG
36
Berger Financial Group
Minnesota
$513K -$555K -14,747 -53%
TWP
37
Triad Wealth Partners
Kansas
$506K +$268K +7,125 +118%
RA
38
RFG Advisory
Alabama
$506K -$8.47K -225 -2%
SB
39
Strategic Blueprint
Georgia
$503K +$138K +3,675 +39%
WFS
40
WealthGarden F.S.
California
$477K +$466K +12,383 New
MCC
41
Money Concepts Capital
Florida
$470K +$63.5K +1,686 +16%
LIWM
42
Long Island Wealth Management
New York
$463K – – –
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$414K – – –
AI
44
Atria Investments
North Carolina
$408K +$400K +10,614 New
SW
45
Simplicity Wealth
New Jersey
$408K +$400K +10,614 New
MML Investors Services
46
MML Investors Services
Massachusetts
$358K -$606K -16,092 -63%
CIAS
47
Capital Investment Advisory Services
North Carolina
$330K – – –
TF
48
Trek Financial
Arizona
$321K – – –
Wealth Enhancement Advisory Services
49
Wealth Enhancement Advisory Services
Minnesota
$277K -$11.9K -316 -4%
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$256K +$38.5K +1,023 +18%
1
2
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UOCT Hedge Fund Activity: Q3 2025 in Review

69 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2025, worth a combined $88.7M — down 13% from $102M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of UOCT and 8 opened new positions — a net loss of 8 holders — while 22 trimmed existing stakes and 18 added.

The largest buyer was Mercer Global Advisors, opening a new position worth an estimated $4.35M. The largest seller was Raymond James Financial, cutting an estimated $12.4M.

  • 69 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2025, down from 78 in Q2 2025.
  • Funds reported $88.7M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2025, down 13% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2025 and 16 closed out, a net change of -8 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2025 was Mercer Global Advisors, an estimated $4.35M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2025 was Raymond James Financial, an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2025.