Innovator US Equity Ultra Buffer ETF October
UOCT
33 hedge funds and large institutions have $23.3M invested in Innovator US Equity Ultra Buffer ETF October in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 15 reducing their positions, and 5 closing their positions.
1.12% more ownership
Funds ownership: 30.51% → 31.63% (+1.1%)
0% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 5
3% less funds holding
Funds holding: 34 → 33 (-1)
19% less capital invested
Capital invested by funds: $28.7M → $23.3M (-$5.34M)
67% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 15
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$1.33M |
| 2 |
VWA
V Wealth Advisors
Overland Park,
Kansas
|
+$419K |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$207K |
| 4 |
Jane Street
New York
|
+$180K |
| 5 |
Wolverine Trading
Chicago,
Illinois
|
+$94.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TWM
Tradition Wealth Management
Edina,
Minnesota
|
-$4.65M |
| 2 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$581K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$465K |
| 4 |
LJAC
L.J. Altfest & Co
New York
|
-$461K |
| 5 |
LNC
Lincoln National Corp
Radnor,
Pennsylvania
|
-$411K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
26
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $210K | +$207K | +7,687 | New |
|
27
UBS Group
Zurich,
Switzerland
| $89K | +$46K | +1,704 | +110% |
|
|
SWM
28
Spire Wealth Management
Mclean,
Virginia
| $87K | +$86.4K | +3,200 | New |
|
|
NFG
29
Next Financial Group
Houston,
Texas
| $32K | – | – | – |
|
|
CFD
30
Creative Financial Designs
Kokomo,
Indiana
| $22K | – | – | – |
|
|
AIC
31
Ameritas Investment Company
Lincoln,
Nebraska
| $10.6K | +$10.5K | +388 | New |
|
|
SCA
32
Stonebridge Capital Advisors
St Paul,
Minnesota
| $7K | +$6.45K | +239 | New |
|
|
LNC
33
Lincoln National Corp
Radnor,
Pennsylvania
| – | -$411K | -15,259 | Closed |
|
|
AW
34
ACG Wealth
Atlanta,
Georgia
| – | -$329K | -12,200 | Closed |
|
|
CWG
35
Cornerstone Wealth Group
Huntersville,
North Carolina
| – | -$229K | -8,517 | Closed |
|
36
Envestnet Asset Management
Chicago,
Illinois
| – | -$222K | -8,229 | Closed |
|
37
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$3K | -116 | Closed |
|
UOCT Hedge Fund Activity: Q1 2021 in Review
33 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2021, worth a combined $23.3M — down 19% from $28.7M a quarter earlier.
Fund positioning in UOCT was balanced in Q1 2021: 5 funds opened new positions, 5 closed out, 5 added to existing stakes and 15 trimmed.
The largest buyer was Citadel Advisors, adding an estimated $1.33M. The largest seller was Tradition Wealth Management, cutting an estimated $4.65M.
- 33 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2021, down from 34 in Q4 2020.
- Funds reported $23.3M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2021, down 19% quarter-over-quarter.
- 5 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2021 and 5 closed out, a net change of 0 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2021 was Citadel Advisors, an estimated $1.33M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2021 was Tradition Wealth Management, an estimated $4.65M sold.
Based on aggregated 13F filings for Q1 2021.