Innovator US Equity Ultra Buffer ETF October
UOCT
27 hedge funds and large institutions have $33.5M invested in Innovator US Equity Ultra Buffer ETF October in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 12 reducing their positions, and 8 closing their positions.
7% less funds holding
Funds holding: 29 → 27 (-2)
12.12% less ownership
Funds ownership: 44.42% → 32.3% (-12%)
25% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 8
48% less capital invested
Capital invested by funds: $64.9M → $33.5M (-$31.4M)
75% less funds holding in top 10
Funds holding in top 10: 4 → 1 (-3)
75% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Mariner
Overland Park,
Kansas
|
+$1.75M |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$698K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$536K |
| 4 |
BMM
Berkshire Money Management
Dalton,
Massachusetts
|
+$438K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
+$227K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ISG
Investment Security Group
Denver,
Colorado
|
-$18.9M |
| 2 |
LJAC
L.J. Altfest & Co
New York
|
-$7.77M |
| 3 |
ACM
Avalon Capital Management
Port Of Redwood City,
California
|
-$5.57M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$1.84M |
| 5 |
MWM
MinichMacGregor Wealth Management
Saratoga Springs,
New York
|
-$1.07M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EWM
26
Elmwood Wealth Management
Berkeley,
California
| $12K | +$11.4K | +470 | New |
|
|
GWM
27
Geneos Wealth Management
Englewood,
Colorado
| $8K | -$4.86K | -200 | -37% |
|
|
ISG
28
Investment Security Group
Denver,
Colorado
| – | -$18.9M | -820,592 | Closed |
|
|
ACM
29
Avalon Capital Management
Port Of Redwood City,
California
| – | -$5.57M | -242,149 | Closed |
|
|
30
Citadel Advisors
Miami,
Florida
| – | -$1.84M | -79,884 | Closed |
|
|
MWM
31
MinichMacGregor Wealth Management
Saratoga Springs,
New York
| – | -$1.07M | -44,928 | Closed |
|
|
AIC
32
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$746K | -32,708 | Closed |
|
|
SIA
33
Soltis Investment Advisors
St. George,
Utah
| – | -$259K | -11,274 | Closed |
|
|
IA
34
IFP Advisors
Tampa,
Florida
| – | -$124K | -5,105 | Closed |
|
|
NFG
35
Next Financial Group
Houston,
Texas
| – | -$65K | -2,808 | Closed |
|
UOCT Hedge Fund Activity: Q2 2020 in Review
27 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q2 2020, worth a combined $33.5M — down 48% from $64.9M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of UOCT and 6 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 3 added.
The largest buyer was Mariner, opening a new position worth an estimated $1.75M. The largest seller was Investment Security Group, exiting entirely with an estimated $18.9M sold.
- 27 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q2 2020, down from 29 in Q1 2020.
- Funds reported $33.5M of Innovator US Equity Ultra Buffer ETF October stock for Q2 2020, down 48% quarter-over-quarter.
- 6 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q2 2020 and 8 closed out, a net change of -2 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q2 2020 was Mariner, an estimated $1.75M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q2 2020 was Investment Security Group, an estimated $18.9M sold.
Based on aggregated 13F filings for Q2 2020.