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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

43 hedge funds and large institutions have $125M invested in First Trust Smith Unconstrained Bond ETF in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
–
Holders Change %
0%
% of All Funds
0.95%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
10
Increased
15
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.52M
2
CFD
Creative Financial Designs
Indiana
+$3.36M
3
NCM
Northwest Capital Management
Oregon
+$2.34M
4
Jane Street
Jane Street
New York
+$1.81M
5
LPL Financial
LPL Financial
California
+$1.58M

Top Sellers

1
IAA
Independent Advisor Alliance
North Carolina
-$7.95M
2
Citadel Advisors
Citadel Advisors
Florida
-$6.82M
3
SWP
Stratos Wealth Partners
Ohio
-$2.01M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.25M
5
Bank of America
Bank of America
North Carolina
-$1.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
BSW
26
Buckingham Strategic Wealth
Missouri
$331K +$331K +13,705 New
HT
27
HighTower Trust
Texas
$318K – – –
SI
28
Stephens Inc
Arkansas
$287K +$287K +11,900 New
AWM
29
AE Wealth Management
Kansas
$272K -$67.7K -2,809 -20%
LI
30
LVZ Inc
Michigan
$269K -$2.9K -120 -1%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$256K -$13.7K -568 -5%
TSS
32
Two Sigma Securities
New York
$243K +$243K +10,049 New
SS
33
Simplicity Solutions
Minnesota
$242K -$97.9K -4,057 -29%
CPIG
34
Chicago Partners Investment Group
Illinois
$227K +$197 +8 +0.1%
NFG
35
Next Financial Group
Texas
$221K -$175K -7,250 -44%
IWP
36
IAG Wealth Partners
Wisconsin
$219K -$21.3K -880 -9%
GWM
37
Geneos Wealth Management
Colorado
$149K – – –
TPWA
38
TRUE Private Wealth Advisors
Oregon
$113K +$17.7K +733 +19%
AWA
39
Arkadios Wealth Advisors
Georgia
$49.1K +$46.6K +1,929 +1,820%
Morgan Stanley
40
Morgan Stanley
New York
$5K -$11.2K -480 -69%
APWM
41
Atlas Private Wealth Management
New York
$4K – – –
UBS Group
42
UBS Group
Switzerland
$3K +$3K +142 New
IAA
43
Independent Advisor Alliance
North Carolina
– -$7.95M -307,258 Closed
SS
44
Sunbelt Securities
Texas
– -$708K -27,363 Closed
GIA
45
Gladstone Institutional Advisory
Florida
– -$366K -14,137 Closed
JWCA
46
J.W. Cole Advisors
Florida
– -$305K -11,788 Closed
QAM
47
Q3 Asset Management
Michigan
– -$294K -11,379 Closed
WAS
48
Wealth Advisory Solutions
Indiana
– -$235K -9,109 Closed
BCI
49
Brinker Capital Investments
Pennsylvania
– -$161K -6,216 Closed
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
– -$50K -1,917 Closed
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