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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Matisse Capital
Oregon
$6.06M +$69.4K +1,819 +1%
SFS
2
Shaker Financial Services
Virginia
$5.14M +$662K +17,353 +15%
BI
3
Bulldog Investors
New Jersey
$3.95M +$779K +20,422 +25%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.22M +$799K +20,955 +34%
PC
5
Pecaut & Co
Iowa
$3.14M +$398K +10,433 +15%
CA
6
Cornerstone Advisors
North Carolina
$2.44M +$496K +12,993 +26%
MAA
7
Mraz Amerine & Associates
California
$2.4M -$725 -19 -0%
Cohen & Steers
8
Cohen & Steers
New York
$2.16M +$122K +3,195 +6%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$2.05M -$1.19M -31,241 -37%
First Trust Advisors
10
First Trust Advisors
Illinois
$1.77M +$204K +5,339 +13%
Bank of America
11
Bank of America
North Carolina
$1.66M +$299K +7,831 +22%
DADC
12
D.A. Davidson & Co
Montana
$1.3M +$261K +6,832 +25%
Ameriprise
13
Ameriprise
Minnesota
$1.22M +$167K +4,373 +16%
MIG
14
Mariner Investment Group
New York
$921K -$617K -16,168 -40%
AGM
15
Alpine Global Management
New York
$766K -$1.23M -32,337 -62%
AGU
16
Alpine Group USVI
U.S. Virgin Islands
$766K +$756K +19,819 New
RCM
17
Rivernorth Capital Management
Florida
$683K +$674K +17,663 New
CRC
18
Curi RMB Capital
Illinois
$672K +$70.2K +1,840 +12%
HighTower Advisors
19
HighTower Advisors
Illinois
$653K +$163K +4,277 +34%
HFS
20
HL Financial Services
Kentucky
$596K +$378K +9,900 +179%
UBS Group
21
UBS Group
Switzerland
$592K +$178K +4,670 +44%
Citigroup
22
Citigroup
New York
$504K -$578K -15,156 -54%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$472K +$610 +16 +0.1%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$437K +$49K +1,284 +13%
AIM
25
AMI Investment Management
Indiana
$422K -$10.5K -275 -2%