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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.38M +$511K +7,516 +10%
Morgan Stanley
2
Morgan Stanley
New York
$4.58M +$760K +11,183 +19%
WAM
3
Wolverine Asset Management
Illinois
$3.27M +$1.52M +22,318 +80%
MAA
4
Mraz Amerine & Associates
California
$3.06M +$553K +8,144 +21%
SFS
5
Shaker Financial Services
Virginia
$2.54M -$226K -3,330 -8%
First Trust Advisors
6
First Trust Advisors
Illinois
$2.18M +$17.6K +259 +0.8%
KIM
7
Karpus Investment Management
New York
$1.51M +$922K +13,571 +140%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$1.3M
RJA
9
Raymond James & Associates
Florida
$1.22M -$513K -7,549 -29%
U
10
UBS
Switzerland
$1.04M +$67.1K +988 +7%
SRC
11
Stone Run Capital
New York
$988K
Bank of America
12
Bank of America
North Carolina
$869K +$254K +3,737 +39%
DADC
13
D.A. Davidson & Co
Montana
$821K +$24.2K +356 +3%
CA
14
Cornerstone Advisors
North Carolina
$725K +$758K +11,155 New
Goldman Sachs
15
Goldman Sachs
New York
$711K -$440K -6,481 -37%
LPL Financial
16
LPL Financial
California
$708K +$104K +1,538 +16%
FFA
17
First Foundation Advisors
California
$708K +$144K +2,119 +24%
HFS
18
HL Financial Services
Kentucky
$649K -$13.6K -200 -2%
CCM
19
Cohen Capital Management
California
$622K
B
20
Baird
Wisconsin
$529K -$5.71K -84 -1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$510K +$8.22K +121 +2%
AQR Capital Management
22
AQR Capital Management
Connecticut
$462K +$483K +7,105 New
CAN
23
Cetera Advisor Networks
California
$460K -$811K -11,934 -63%
First Manhattan
24
First Manhattan
New York
$409K +$143K +2,100 +50%
LI
25
Lafayette Investments
Maryland
$366K +$4.42K +65 +1%