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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$6.11M -$2.37M -67,435 -28%
Ameriprise
2
Ameriprise
Minnesota
$5.13M +$682K +19,371 +16%
SFS
3
Shaker Financial Services
Virginia
$4.18M +$3.01M +85,678 +281%
Wells Fargo
4
Wells Fargo
California
$3.66M +$1.52M +43,210 +74%
PC
5
Pecaut & Co
Iowa
$3.59M -$204K -5,796 -5%
CA
6
Cornerstone Advisors
North Carolina
$3.46M +$1.15M +32,598 +51%
Cohen & Steers
7
Cohen & Steers
New York
$2.65M
DADC
8
D.A. Davidson & Co
Montana
$2.46M +$113K +3,205 +5%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.4M +$208K +5,901 +10%
IC
10
Intersect Capital
California
$2.4M
First Trust Advisors
11
First Trust Advisors
Illinois
$2.23M +$123K +3,486 +6%
MAA
12
Mraz Amerine & Associates
California
$2.04M -$79.5K -2,259 -4%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$1.94M -$161K -4,564 -8%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$1.66M +$1.37M +38,900 +538%
Bank of America
15
Bank of America
North Carolina
$1.44M +$44.9K +1,277 +3%
AIM
16
AMI Investment Management
Indiana
$1.34M +$117K +3,320 +10%
UBS Group
17
UBS Group
Switzerland
$1.18M -$551K -15,659 -32%
Morgan Stanley
18
Morgan Stanley
New York
$768K +$190K +5,396 +34%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$600K +$59.1K +1,681 +11%
WAM
20
Wolverine Asset Management
Illinois
$599K +$586K +16,658 New
GC
21
Guggenheim Capital
Illinois
$545K +$35.1K +997 +7%
LCM
22
Landscape Capital Management
New Jersey
$440K +$36.3K +1,032 +9%
BCM
23
Breiter Capital Management
Florida
$384K +$55.2K +1,568 +19%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$363K +$106 +3 +0%
CCM
25
Cohen Capital Management
California
$345K