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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
1
D.A. Davidson & Co
Montana
$6.75M +$577K +13,152 +9%
Morgan Stanley
2
Morgan Stanley
New York
$3.83M -$24.3K -554 -0.6%
MFIM
3
Mesirow Financial Investment Management
Illinois
$3.4M +$27.7K +631 +0.8%
Wells Fargo
4
Wells Fargo
California
$3.32M +$245K +5,578 +8%
HC
5
Hara Capital
Washington
$3.12M -$674K -15,373 -18%
First Trust Advisors
6
First Trust Advisors
Illinois
$2.92M +$59.6K +1,360 +2%
CWM
7
Chemistry Wealth Management
New York
$2.77M -$729K -16,620 -21%
SFS
8
Shaker Financial Services
Virginia
$2.68M +$2.44M +55,573 +1,227%
RJA
9
Raymond James & Associates
Florida
$2M -$122K -2,775 -6%
Bank of America
10
Bank of America
North Carolina
$1.33M -$181K -4,128 -12%
AIM
11
Anchor Investment Management
South Carolina
$1.21M -$23.1K -526 -2%
UBS Group
12
UBS Group
Switzerland
$1.15M +$544K +12,409 +92%
US Bancorp
13
US Bancorp
Minnesota
$1.1M
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$924K +$63.6K +1,450 +8%
Invesco
15
Invesco
Georgia
$790K +$76K +1,734 +11%
PC
16
Pecaut & Co
Iowa
$778K -$239K -5,451 -24%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$754K +$11.8K +269 +2%
PAS
18
Park Avenue Securities
New York
$727K -$28.8K -657 -4%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$718K +$9.82K +224 +1%
BWFA
20
Baltimore-Washington Financial Advisors
Maryland
$666K
SA
21
Sanctuary Advisors
Indiana
$665K +$43.3K +988 +7%
LSAG
22
Lake Street Advisors Group
New Hampshire
$664K +$241K +5,495 +58%
HWAM
23
Hennion & Walsh Asset Management
New Jersey
$654K +$443K +10,102 +220%
CICI
24
Capital Investment Counsel Inc
North Carolina
$446K
PAG
25
Private Advisor Group
New Jersey
$415K +$14K +319 +4%