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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Chemistry Wealth Management
New York
$6.25M -$1.31M -33,739 -17%
DADC
2
D.A. Davidson & Co
Montana
$4.46M +$261K +6,717 +6%
Morgan Stanley
3
Morgan Stanley
New York
$3.28M +$526K +13,516 +19%
First Trust Advisors
4
First Trust Advisors
Illinois
$2.45M -$18.1K -466 -0.7%
Wells Fargo
5
Wells Fargo
California
$2.38M -$77.2K -1,985 -3%
SFS
6
Shaker Financial Services
Virginia
$2.17M -$2.16M -55,407 -50%
RJA
7
Raymond James & Associates
Florida
$1.76M +$34.2K +878 +2%
PC
8
Pecaut & Co
Iowa
$1.42M +$19.4K +499 +1%
Bank of America
9
Bank of America
North Carolina
$1.28M -$22.6K -580 -2%
AIM
10
Anchor Investment Management
South Carolina
$1.08M -$1.91K -49 -0.2%
SCM
11
Saba Capital Management
New York
$970K -$853K -21,931 -47%
US Bancorp
12
US Bancorp
Minnesota
$957K
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$915K -$8.4K -216 -0.9%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$912K +$57.2K +1,470 +7%
PAS
15
Park Avenue Securities
New York
$730K -$24.5K -629 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$680K -$8.52K -219 -1%
BWFA
17
Baltimore-Washington Financial Advisors
Maryland
$577K +$582K +14,955 New
AA
18
AQR Arbitrage
Connecticut
$550K +$143K +3,675 +35%
MAA
19
Mraz Amerine & Associates
California
$502K -$141K -3,633 -22%
CICI
20
Capital Investment Counsel Inc
North Carolina
$468K
NFG
21
Nations Financial Group
Iowa
$428K +$21.9K +562 +5%
CL
22
CSS LLC
Illinois
$423K
LPL Financial
23
LPL Financial
California
$403K -$32K -822 -7%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$323K +$15.7K +403 +5%
GC
25
Guggenheim Capital
Illinois
$298K +$300K +7,724 New