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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
1
D.A. Davidson & Co
Montana
$5.4M +$160K +3,915 +3%
CWM
2
Chemistry Wealth Management
New York
$4.32M -$1.2M -29,347 -22%
HC
3
Hara Capital
Washington
$3.7M +$524K +12,857 +17%
Morgan Stanley
4
Morgan Stanley
New York
$3.66M -$10.8K -266 -0.3%
MFIM
5
Mesirow Financial Investment Management
Illinois
$3.19M +$26.8K +658 +0.9%
Wells Fargo
6
Wells Fargo
California
$2.97M +$252K +6,189 +10%
First Trust Advisors
7
First Trust Advisors
Illinois
$2.63M +$141K +3,462 +6%
RJA
8
Raymond James & Associates
Florida
$2.15M +$82.2K +2,014 +4%
Bank of America
9
Bank of America
North Carolina
$1.46M -$54.6K -1,338 -4%
SFS
10
Shaker Financial Services
Virginia
$1.4M -$664K -16,283 -33%
AIM
11
Anchor Investment Management
South Carolina
$1.17M +$3.18K +78 +0.3%
US Bancorp
12
US Bancorp
Minnesota
$1.05M -$3.18K -78 -0.3%
PC
13
Pecaut & Co
Iowa
$975K -$433K -10,607 -32%
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$929K -$47.9K -1,175 -5%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$845K -$7.3K -179 -0.9%
PAS
16
Park Avenue Securities
New York
$747K -$9.87K -242 -1%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$666K +$9.54K +234 +2%
UBS Group
18
UBS Group
Switzerland
$612K +$571K +14,010 +3,611%
CICI
19
Capital Investment Counsel Inc
North Carolina
$447K
Invesco
20
Invesco
Georgia
$433K +$84.8K +2,080 +26%
NFG
21
Nations Financial Group
Iowa
$431K -$28.4K -696 -6%
PAG
22
Private Advisor Group
New Jersey
$417K +$400K +9,807 New
MAA
23
Mraz Amerine & Associates
California
$412K -$109K -2,680 -22%
LPL Financial
24
LPL Financial
California
$347K -$24.1K -590 -7%
SAM
25
Silvercrest Asset Management
New York
$332K