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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$21.3M -$6.14M -146,638 -22%
CWM
2
Chemistry Wealth Management
New York
$13.2M +$13.2M +314,368 New
Osaic Holdings
3
Osaic Holdings
Arizona
$12.8M -$11.4K -273 -4%
SFS
4
Shaker Financial Services
Virginia
$7.19M +$746K +17,791 +12%
LGWM
5
Litman Gregory Wealth Management
California
$5.47M +$916K +21,860 +20%
First Trust Advisors
6
First Trust Advisors
Illinois
$3.9M -$24.5K -584 -0.6%
DADC
7
D.A. Davidson & Co
Montana
$3.56M +$138K +3,304 +4%
Wells Fargo
8
Wells Fargo
California
$2.4M +$151K +3,598 +7%
PC
9
Pecaut & Co
Iowa
$2.05M -$54.4K -1,298 -3%
Morgan Stanley
10
Morgan Stanley
New York
$2.02M +$112K +2,676 +6%
RJA
11
Raymond James & Associates
Florida
$1.72M +$37.1K +885 +2%
Bank of America
12
Bank of America
North Carolina
$1.27M -$8.3K -198 -0.6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.08M +$40.9K +976 +4%
MAA
14
Mraz Amerine & Associates
California
$1.05M -$200K -4,782 -16%
PAS
15
Park Avenue Securities
New York
$1.05M +$38.3K +915 +4%
AIM
16
Anchor Investment Management
South Carolina
$1.05M +$199K +4,739 +23%
CICI
17
Capital Investment Counsel Inc
North Carolina
$509K -$4.61K -110 -0.9%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$478K +$11.5K +274 +2%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$410K
US Bancorp
20
US Bancorp
Minnesota
$337K
HighTower Advisors
21
HighTower Advisors
Illinois
$202K -$18.1K -432 -8%
UBS Group
22
UBS Group
Switzerland
$157K -$880 -21 -0.6%
Jones Financial Companies
23
Jones Financial Companies
Missouri
$145K +$145K +3,450 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$95K
First Manhattan
25
First Manhattan
New York
$64K