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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.48M -$145K -2,071 -2%
Wells Fargo
2
Wells Fargo
California
$5.7M -$189K -2,696 -3%
MAA
3
Mraz Amerine & Associates
California
$3.5M -$76.3K -1,090 -2%
KIM
4
Karpus Investment Management
New York
$2.7M +$378K +5,406 +17%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.58M -$61.6K -880 -2%
RJA
6
Raymond James & Associates
Florida
$2.03M +$723K +10,338 +60%
1832 Asset Management
7
1832 Asset Management
Ontario, Canada
$1.47M
CA
8
Cornerstone Advisors
North Carolina
$1.43M +$247K +3,525 +22%
AA
9
AQR Arbitrage
Connecticut
$1.39M +$1.33M +19,014 New
SRC
10
Stone Run Capital
New York
$1.11M
DADC
11
D.A. Davidson & Co
Montana
$1.08M +$56.4K +806 +6%
Bank of America
12
Bank of America
North Carolina
$1.05M +$113K +1,613 +13%
UBS Group
13
UBS Group
Switzerland
$1.02M -$1.89K -27 -0.2%
FFA
14
First Foundation Advisors
California
$953K +$59.4K +849 +7%
LPL Financial
15
LPL Financial
California
$929K +$6.93K +99 +0.8%
HFS
16
HL Financial Services
Kentucky
$745K +$12.2K +175 +2%
FC
17
Fiduciary Counselling
Minnesota
$728K
1CP
18
1607 Capital Partners
Virginia
$720K +$354K +5,066 +107%
CCM
19
Cohen Capital Management
California
$702K
B
20
Baird
Wisconsin
$702K +$43.8K +626 +7%
GFM
21
Gramercy Funds Management
Connecticut
$598K +$570K +8,149 New
SWP
22
Stratos Wealth Partners
Ohio
$536K +$511K +7,304 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$487K -$106K -1,515 -19%
LI
24
Lafayette Investments
Maryland
$428K +$4.76K +68 +1%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$414K +$29K +415 +8%