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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$7M +$790K +21,757 +13%
Ameriprise
2
Ameriprise
Minnesota
$5.56M +$292K +8,037 +6%
SFS
3
Shaker Financial Services
Virginia
$5M +$740K +20,392 +18%
Wells Fargo
4
Wells Fargo
California
$4.11M +$391K +10,766 +11%
PC
5
Pecaut & Co
Iowa
$3.68M +$27.8K +767 +0.8%
DADC
6
D.A. Davidson & Co
Montana
$2.62M +$120K +3,319 +5%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.38M -$63.5K -1,750 -3%
First Trust Advisors
8
First Trust Advisors
Illinois
$2.31M +$41.2K +1,136 +2%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$2.21M +$517K +14,251 +31%
Cohen & Steers
10
Cohen & Steers
New York
$2.12M -$571K -15,728 -21%
MAA
11
Mraz Amerine & Associates
California
$2.02M -$49.1K -1,352 -2%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.93M -$41.6K -1,145 -2%
Bank of America
13
Bank of America
North Carolina
$1.61M +$141K +3,895 +10%
AIM
14
AMI Investment Management
Indiana
$1.54M +$181K +4,990 +13%
UBS Group
15
UBS Group
Switzerland
$1.17M -$36.3K -1,000 -3%
CRC
16
Curi RMB Capital
Illinois
$876K +$869K +23,941 New
RCM
17
Rivernorth Capital Management
Florida
$830K +$824K +22,709 New
Morgan Stanley
18
Morgan Stanley
New York
$822K +$41K +1,130 +5%
WAM
19
Wolverine Asset Management
Illinois
$752K +$143K +3,926 +24%
LCM
20
Landscape Capital Management
New Jersey
$733K +$284K +7,818 +64%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$612K +$3.12K +86 +0.5%
GC
22
Guggenheim Capital
Illinois
$489K -$64.9K -1,788 -12%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$350K -$16.9K -465 -5%
CCM
24
Cohen Capital Management
California
$350K
BCM
25
Breiter Capital Management
Florida
$295K -$56.9K -1,568 -16%