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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Chemistry Wealth Management
New York
$9.24M -$2.06M -54,189 -18%
SFS
2
Shaker Financial Services
Virginia
$5.87M +$3.72M +97,729 +170%
DADC
3
D.A. Davidson & Co
Montana
$4.04M +$264K +6,945 +7%
SCM
4
Saba Capital Management
New York
$3.5M -$4.07M -106,800 -54%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.57M -$698K -18,350 -21%
Wells Fargo
6
Wells Fargo
California
$2.32M +$245K +6,428 +12%
Morgan Stanley
7
Morgan Stanley
New York
$2.2M -$208K -5,477 -9%
RJA
8
Raymond James & Associates
Florida
$1.66M +$27.1K +712 +2%
PC
9
Pecaut & Co
Iowa
$1.44M -$56.9K -1,495 -4%
Bank of America
10
Bank of America
North Carolina
$1.09M +$1.37K +36 +0.1%
AIM
11
Anchor Investment Management
South Carolina
$1.06M +$4.87K +128 +0.5%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$902K -$8.91K -234 -1%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$899K -$84.8K -2,227 -9%
PAS
14
Park Avenue Securities
New York
$810K -$87.8K -2,306 -10%
MAA
15
Mraz Amerine & Associates
California
$723K -$67.8K -1,780 -9%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$625K +$1.29K +34 +0.2%
NFG
17
Nations Financial Group
Iowa
$494K
RJFSA
18
Raymond James Financial Services Advisors
Florida
$466K +$13.7K +361 +3%
CICI
19
Capital Investment Counsel Inc
North Carolina
$458K
LPL Financial
20
LPL Financial
California
$422K +$173K +4,554 +69%
Walleye Capital
21
Walleye Capital
New York
$383K +$385K +10,126 New
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$284K +$276K +7,240 +2,558%
US Bancorp
23
US Bancorp
Minnesota
$280K
CCP
24
Clough Capital Partners
Massachusetts
$266K +$268K +7,051 New
QL
25
Quarry LP
New York
$266K +$268K +7,051 New