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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$7.8M +$806K +22,214 +12%
SFS
2
Shaker Financial Services
Virginia
$5.9M +$908K +25,028 +18%
Ameriprise
3
Ameriprise
Minnesota
$5.58M +$80.8K +2,227 +1%
Wells Fargo
4
Wells Fargo
California
$3.96M -$145K -4,008 -4%
PC
5
Pecaut & Co
Iowa
$3.39M -$278K -7,651 -8%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.65M +$440K +12,130 +20%
DADC
7
D.A. Davidson & Co
Montana
$2.62M +$5.01K +138 +0.2%
RCM
8
Rivernorth Capital Management
Florida
$2.48M +$1.64M +45,071 +198%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$2.2M +$273K +7,526 +14%
HighTower Advisors
10
HighTower Advisors
Illinois
$2.1M -$275K -7,569 -12%
AIM
11
AMI Investment Management
Indiana
$2.02M +$474K +13,050 +31%
MAA
12
Mraz Amerine & Associates
California
$1.98M -$40K -1,103 -2%
Bank of America
13
Bank of America
North Carolina
$1.87M +$264K +7,268 +17%
First Trust Advisors
14
First Trust Advisors
Illinois
$1.76M -$536K -14,775 -23%
Morgan Stanley
15
Morgan Stanley
New York
$1.16M +$334K +9,212 +41%
UBS Group
16
UBS Group
Switzerland
$1.06M -$99.1K -2,732 -9%
LCM
17
Landscape Capital Management
New Jersey
$1.03M +$295K +8,134 +41%
Cohen & Steers
18
Cohen & Steers
New York
$1.01M -$1.1M -30,366 -52%
CRC
19
Curi RMB Capital
Illinois
$742K -$132K -3,626 -15%
WAM
20
Wolverine Asset Management
Illinois
$707K -$43.9K -1,211 -6%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$561K -$50.3K -1,385 -8%
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$553K +$315K +8,680 +134%
CL
23
CSS LLC
Illinois
$533K +$530K +14,594 New
GC
24
Guggenheim Capital
Illinois
$355K -$132K -3,637 -27%
CCM
25
Cohen Capital Management
California
$350K