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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Chemistry Wealth Management
New York
$10.8M -$105K -2,785 -0.9%
SCM
2
Saba Capital Management
New York
$8.21M -$6.45M -171,714 -42%
SFS
3
Shaker Financial Services
Virginia
$4.85M +$1.79M +47,612 +52%
DADC
4
D.A. Davidson & Co
Montana
$3.2M +$197K +5,239 +6%
First Trust Advisors
5
First Trust Advisors
Illinois
$3.06M -$192K -5,121 -6%
Wells Fargo
6
Wells Fargo
California
$2.18M -$67.7K -1,801 -3%
Morgan Stanley
7
Morgan Stanley
New York
$2.1M +$458K +12,179 +25%
PC
8
Pecaut & Co
Iowa
$1.48M -$219K -5,821 -12%
RJA
9
Raymond James & Associates
Florida
$1.47M -$33.1K -880 -2%
Bank of America
10
Bank of America
North Carolina
$1.03M +$18.7K +498 +2%
AIM
11
Anchor Investment Management
South Carolina
$961K +$51.3K +1,366 +5%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$903K -$7.18K -191 -0.7%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$873K +$416K +11,069 +80%
PAS
14
Park Avenue Securities
New York
$839K -$30.3K -806 -3%
MAA
15
Mraz Amerine & Associates
California
$749K -$27.6K -735 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$572K +$614K +16,344 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$486K +$94K +2,502 +22%
NFG
18
Nations Financial Group
Iowa
$457K +$491K +13,061 New
CICI
19
Capital Investment Counsel Inc
North Carolina
$424K
US Bancorp
20
US Bancorp
Minnesota
$259K -$23.1K -616 -8%
Osaic Holdings
21
Osaic Holdings
Arizona
$248K +$6.58K +175 +3%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$213K +$338 +9 +0.1%
SPIA
23
Steward Partners Investment Advisory
New York
$141K +$9.02K +240 +6%
UBS Group
24
UBS Group
Switzerland
$114K +$1.99K +53 +2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$83K +$14.5K +386 +20%