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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$7.18M +$3.01M +76,472 +75%
SFS
2
Shaker Financial Services
Virginia
$6M +$640K +16,265 +12%
PC
3
Pecaut & Co
Iowa
$3.99M +$705K +17,918 +22%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.48M +$126K +3,193 +4%
CA
5
Cornerstone Advisors
North Carolina
$2.57M +$16K +406 +0.6%
MAA
6
Mraz Amerine & Associates
California
$2.35M -$149K -3,797 -6%
Cohen & Steers
7
Cohen & Steers
New York
$2.28M +$10.5K +268 +0.5%
First Trust Advisors
8
First Trust Advisors
Illinois
$2.06M +$218K +5,554 +12%
MC
9
Matisse Capital
Oregon
$1.79M -$4.42M -112,328 -72%
DADC
10
D.A. Davidson & Co
Montana
$1.77M +$407K +10,336 +31%
Bank of America
11
Bank of America
North Carolina
$1.7M -$21.1K -536 -1%
Ameriprise
12
Ameriprise
Minnesota
$1.57M +$300K +7,629 +24%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$1.24M -$882K -22,434 -42%
UBS Group
14
UBS Group
Switzerland
$868K +$246K +6,259 +41%
HighTower Advisors
15
HighTower Advisors
Illinois
$863K +$180K +4,579 +27%
MIG
16
Mariner Investment Group
New York
$785K -$170K -4,321 -18%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$476K -$16.3K -415 -3%
AIM
18
AMI Investment Management
Indiana
$439K
CRC
19
Curi RMB Capital
Illinois
$437K -$257K -6,534 -38%
CCM
20
Cohen Capital Management
California
$385K
GC
21
Guggenheim Capital
Illinois
$367K +$47.2K +1,199 +15%
SWP
22
Stratos Wealth Partners
Ohio
$362K +$39 +1 +0%
LI
23
Lafayette Investments
Maryland
$262K +$2.24K +57 +0.9%
Wells Fargo
24
Wells Fargo
California
$253K -$13.4K -340 -5%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$201K +$197K +5,009 New