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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$15.2M -$3.88M -99,606 -20%
CWM
2
Chemistry Wealth Management
New York
$11.6M -$113K -2,903 -0.9%
NLP
3
Next Level Private
New York
$11.6M +$12.1M +311,465 New
LGWM
4
Litman Gregory Wealth Management
California
$5.28M +$436K +11,194 +9%
First Trust Advisors
5
First Trust Advisors
Illinois
$3.45M -$18.6K -478 -0.5%
SFS
6
Shaker Financial Services
Virginia
$3.39M -$3.13M -80,298 -47%
DADC
7
D.A. Davidson & Co
Montana
$3.21M +$53.8K +1,383 +2%
Wells Fargo
8
Wells Fargo
California
$2.39M +$267K +6,853 +12%
PC
9
Pecaut & Co
Iowa
$1.8M -$23.3K -598 -1%
Morgan Stanley
10
Morgan Stanley
New York
$1.79M -$6.38K -164 -0.3%
RJA
11
Raymond James & Associates
Florida
$1.59M +$72.1K +1,852 +5%
Bank of America
12
Bank of America
North Carolina
$1.08M -$50.1K -1,287 -4%
AIM
13
Anchor Investment Management
South Carolina
$973K +$42.7K +1,096 +4%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$970K +$10.5K +269 +1%
PAS
15
Park Avenue Securities
New York
$925K -$9.38K -241 -1%
MAA
16
Mraz Amerine & Associates
California
$826K -$114K -2,919 -12%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$801K +$835K +21,444 New
HWAM
18
Hennion & Walsh Asset Management
New Jersey
$518K +$540K +13,876 New
CICI
19
Capital Investment Counsel Inc
North Carolina
$453K
RJFSA
20
Raymond James Financial Services Advisors
Florida
$425K +$117 +3 +0%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$365K
US Bancorp
22
US Bancorp
Minnesota
$299K
Osaic Holdings
23
Osaic Holdings
Arizona
$258K +$311 +8 +0.1%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$225K +$237K +6,082 New
LPL Financial
25
LPL Financial
California
$219K +$228K +5,864 New