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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Chemistry Wealth Management
New York
$5.29M -$1.21M -30,950 -19%
DADC
2
D.A. Davidson & Co
Montana
$4.97M +$297K +7,572 +7%
Morgan Stanley
3
Morgan Stanley
New York
$3.49M +$61.7K +1,571 +2%
MFIM
4
Mesirow Financial Investment Management
Illinois
$3.01M +$2.93M +74,514 New
HC
5
Hara Capital
Washington
$3M +$2.91M +74,194 New
Wells Fargo
6
Wells Fargo
California
$2.57M +$75.8K +1,930 +3%
First Trust Advisors
7
First Trust Advisors
Illinois
$2.36M -$197K -5,020 -8%
SFS
8
Shaker Financial Services
Virginia
$1.98M -$279K -7,106 -13%
RJA
9
Raymond James & Associates
Florida
$1.96M +$118K +3,011 +7%
Bank of America
10
Bank of America
North Carolina
$1.44M +$99.9K +2,545 +8%
PC
11
Pecaut & Co
Iowa
$1.35M -$125K -3,172 -9%
AIM
12
Anchor Investment Management
South Carolina
$1.11M -$15.1K -384 -1%
US Bancorp
13
US Bancorp
Minnesota
$1M +$3.06K +78 +0.3%
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$930K -$26.4K -673 -3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$810K -$139K -3,551 -15%
PAS
16
Park Avenue Securities
New York
$720K -$42.5K -1,083 -6%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$624K +$606K +15,448 New
BWFA
18
Baltimore-Washington Financial Advisors
Maryland
$604K
MAA
19
Mraz Amerine & Associates
California
$499K -$25.1K -640 -5%
NFG
20
Nations Financial Group
Iowa
$438K -$9.81K -250 -2%
CICI
21
Capital Investment Counsel Inc
North Carolina
$425K -$63K -1,606 -13%
AA
22
AQR Arbitrage
Connecticut
$395K -$176K -4,471 -31%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$376K +$366K +9,323 New
LPL Financial
24
LPL Financial
California
$354K -$65.8K -1,675 -16%
Invesco
25
Invesco
Georgia
$328K +$319K +8,115 New