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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$14M +$14.4M +211,833 New
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$12.9M +$13.1M +191,926 +7,931%
Morgan Stanley
3
Morgan Stanley
New York
$6.48M -$1.93M -28,287 -22%
Wells Fargo
4
Wells Fargo
California
$4.52M -$1.39M -20,430 -23%
MAA
5
Mraz Amerine & Associates
California
$3.32M -$60.9K -895 -2%
DA
6
Doliver Advisors
Texas
$2.69M +$2.76M +40,590 New
First Trust Advisors
7
First Trust Advisors
Illinois
$2.17M -$126K -1,853 -5%
Bank of America
8
Bank of America
North Carolina
$1.63M +$619K +9,096 +59%
LPL Financial
9
LPL Financial
California
$1.55M +$807K +11,849 +101%
MC
10
Matisse Capital
Oregon
$1.43M +$1.47M +21,529 New
RJA
11
Raymond James & Associates
Florida
$1.28M -$1.52M -22,365 -54%
LCM
12
Landscape Capital Management
New Jersey
$1.23M +$1.27M +18,628 New
FFA
13
First Foundation Advisors
California
$1.04M -$22.9K -336 -2%
RCM
14
Rivernorth Capital Management
Florida
$975K +$1M +14,720 New
SRC
15
Stone Run Capital
New York
$908K
SG Americas Securities
16
SG Americas Securities
New York
$828K +$850K +12,490 New
HFS
17
HL Financial Services
Kentucky
$721K +$49K +720 +7%
SFS
18
Shaker Financial Services
Virginia
$710K +$730K +10,719 New
WAM
19
Weiss Asset Management
Massachusetts
$653K +$671K +9,853 New
DADC
20
D.A. Davidson & Co
Montana
$637K -$542K -7,958 -45%
CCM
21
Cohen Capital Management
California
$634K
SWP
22
Stratos Wealth Partners
Ohio
$586K +$2.45K +36 +0.4%
UBS Group
23
UBS Group
Switzerland
$571K -$755K -11,089 -56%
GC
24
Guggenheim Capital
Illinois
$559K +$574K +8,437 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$492K +$31K +456 +7%