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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$8.95M +$2.15M +53,646 +31%
BI
2
Bulldog Investors
New Jersey
$7.25M -$383K -9,548 -5%
PC
3
Pecaut & Co
Iowa
$4.94M +$143K +3,562 +3%
Ameriprise
4
Ameriprise
Minnesota
$3.92M +$1.09M +27,107 +38%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$3.29M -$7.59K -189 -0.2%
Cohen & Steers
6
Cohen & Steers
New York
$2.94M +$444K +11,056 +18%
First Trust Advisors
7
First Trust Advisors
Illinois
$2.45M +$282K +7,022 +13%
IC
8
Intersect Capital
California
$2.4M
MAA
9
Mraz Amerine & Associates
California
$2.36M +$73.6K +1,833 +3%
DADC
10
D.A. Davidson & Co
Montana
$2.29M +$123K +3,058 +6%
CA
11
Cornerstone Advisors
North Carolina
$2.27M +$167K +4,147 +8%
HighTower Advisors
12
HighTower Advisors
Illinois
$1.78M +$130K +3,240 +8%
Bank of America
13
Bank of America
North Carolina
$1.57M -$185K -4,619 -10%
UBS Group
14
UBS Group
Switzerland
$1.55M +$222K +5,523 +16%
Walleye Trading
15
Walleye Trading
New York
$1.2M +$383K +9,541 +46%
AIM
16
AMI Investment Management
Indiana
$985K +$128K +3,200 +15%
GC
17
Guggenheim Capital
Illinois
$631K +$69.9K +1,741 +12%
MC
18
Matisse Capital
Oregon
$578K -$444K -11,054 -43%
Wells Fargo
19
Wells Fargo
California
$518K -$96.6K -2,405 -16%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$397K +$120 +3 +0%
BCM
21
Breiter Capital Management
Florida
$383K
CCM
22
Cohen Capital Management
California
$381K
SWP
23
Stratos Wealth Partners
Ohio
$328K -$9.84K -245 -3%
Morgan Stanley
24
Morgan Stanley
New York
$273K +$5.3K +132 +2%
FAIM
25
Financial Advocates Investment Management
Washington
$270K +$3.69K +92 +1%