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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Chemistry Wealth Management
New York
$7.5M -$1.82M -48,666 -20%
SFS
2
Shaker Financial Services
Virginia
$4.28M -$1.64M -43,670 -28%
DADC
3
D.A. Davidson & Co
Montana
$4.17M +$72.2K +1,928 +2%
Morgan Stanley
4
Morgan Stanley
New York
$2.73M +$491K +13,101 +22%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.45M -$157K -4,182 -6%
Wells Fargo
6
Wells Fargo
California
$2.44M +$92K +2,457 +4%
SCM
7
Saba Capital Management
New York
$1.8M -$1.7M -45,479 -49%
RJA
8
Raymond James & Associates
Florida
$1.71M +$29.3K +783 +2%
PC
9
Pecaut & Co
Iowa
$1.39M -$74.2K -1,981 -5%
Bank of America
10
Bank of America
North Carolina
$1.29M +$184K +4,916 +17%
AIM
11
Anchor Investment Management
South Carolina
$1.07M -$8.28K -221 -0.8%
US Bancorp
12
US Bancorp
Minnesota
$950K +$652K +17,400 +235%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$917K +$1.65K +44 +0.2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$849K -$61.3K -1,637 -7%
PAS
15
Park Avenue Securities
New York
$749K -$71.3K -1,903 -9%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$684K +$48.8K +1,302 +8%
MAA
17
Mraz Amerine & Associates
California
$638K -$93.8K -2,504 -13%
CICI
18
Capital Investment Counsel Inc
North Carolina
$465K
RJFSA
19
Raymond James Financial Services Advisors
Florida
$439K -$32.1K -856 -7%
LPL Financial
20
LPL Financial
California
$431K +$3.75K +100 +0.9%
CL
21
CSS LLC
Illinois
$420K +$410K +10,959 New
AA
22
AQR Arbitrage
Connecticut
$405K +$396K +10,574 New
NFG
23
Nations Financial Group
Iowa
$404K -$94.6K -2,527 -19%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$305K +$16.6K +443 +6%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$260K