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ALPS Sector Dividend Dogs ETF

129 hedge funds and large institutions have $341M invested in ALPS Sector Dividend Dogs ETF in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 41 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 40

0.3% more ownership

Funds ownership: 29.37%29.67% (+0.3%)

4% less capital invested

Capital invested by funds: $357M → $341M (-$15.7M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

2% less funds holding

Funds holding: 131129 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $333K

Holders
129
Holders Change
-2
Holders Change %
-1.53%
% of All Funds
2.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
41
Reduced
40
Closed
11
Calls
Puts
$333K
Net Calls
-$333K
Net Calls Change
-$333K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
101
Burleson & Co
California
$55K
CT
102
Caldwell Trust
Florida
$53.6K
GEA
103
Glen Eagle Advisors
New Jersey
$52.1K
S
104
SignatureFD
Georgia
$51K
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$49K
TC
106
Truvestments Capital
Florida
$41K -$10.9K -208 -20%
AFG
107
Albion Financial Group
Utah
$38K
CFB
108
Cullen/Frost Bankers
Texas
$36K
PGAM
109
Princeton Global Asset Management
New Jersey
$32K
APWA
110
Atlas Private Wealth Advisors
New Jersey
$29K
HR
111
Howe & Rusling
New York
$23K
EI
112
Ellevest Inc
New York
$21K
AW
113
Avion Wealth
Texas
$17K
SCA
114
Stonebridge Capital Advisors
Minnesota
$16K -$16.3K -311 -50%
BWA
115
BDO Wealth Advisors
Florida
$15K -$10.2K -196 -40%
TWA
116
TCI Wealth Advisors
Arizona
$15K +$15.5K +297 New
BWM
117
BerganKDV Wealth Management
Minnesota
$14K -$114K -2,175 -89%
BWM
118
Baystate Wealth Management
Massachusetts
$14K +$14K +267 New
PFGIA
119
Patriot Financial Group Insurance Agency
Massachusetts
$14K +$14.8K +283 New
WQ
120
Wealth Quarterback
New Jersey
$13K +$157 +3 +1%
GPA
121
Guidance Point Advisors
Massachusetts
$12K +$12.5K +240 New
US Bancorp
122
US Bancorp
Minnesota
$11K +$11.7K +224 New
AF
123
Advisornet Financial
Minnesota
$10K
CFA
124
Carroll Financial Associates
North Carolina
$8K +$105 +2 +1%
SWA
125
SOA Wealth Advisors
New York
$7K

SDOG Hedge Fund Activity: Q3 2021 in Review

129 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2021, worth a combined $341M — down 4.4% from $357M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SDOG and 10 opened new positions — a net loss of 1 holder — while 40 trimmed existing stakes and 41 added.

The largest buyer was Morgan Stanley, adding an estimated $6.87M. The largest seller was United Capital Financial Advisors, cutting an estimated $12.1M.

  • 129 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2021, down from 131 in Q2 2021.
  • Funds reported $341M of ALPS Sector Dividend Dogs ETF stock for Q3 2021, down 4.4% quarter-over-quarter.
  • 10 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2021 and 11 closed out, a net change of -1 holder.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2021 was Morgan Stanley, an estimated $6.87M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2021 was United Capital Financial Advisors, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.